Job Market Guide: Compliance Officer jobs in Watertown

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Watertown. Compliance Officers in Watertown have between ${} and ${} years of experience, averaging $${} years of experience.

2 Compliance Officer jobs in Watertown

Syracuse, NY
Managing compliance-related functions for AXA Distributors headquarters staff and wholesalers, including FINRA registration and insurance licensing, firm and regulatory elements, initial and ongoing compliance training, outside business activity tracking, as well as outside securities activity tracking and account review, customer complaints and regulatory inquiries, and updating the compliance manual and supervisory procedures manual.
industry
Financial Services
experience
5 - 7 years

Compliance Coordinator

Syracuse, NY
Maintains current knowledge of applicable laws, rules and regulations; facilitates revision of agency policy, procedure, and practice to maintain compliance with changes.
industry
Business Services
experience
Less than 5 years