Monitors daily securities possession or control requirements to ensure compliance with the Customer Protection Rule (15c3-3); proactively communicates deficits and any identified issues to the LOBs in order to reduce firm deficits.
In this role, you will manage our large inventory of world class and nationally recognized vehicles, balancing fleet productivity, profitability and customer satisfaction in a fast-paced and dynamic workspace.
The most successful candidate will have had previous loan origination experience. Analysts will be responsible for writing test cases, testing banking applications, finding/reporting problems and documenting their testing so that projects are delivered on time, with high quality and within budget.
In this role, the selected candidate will strive to improve existing process to enhance standards and grow business. He / she will also identify and address control gaps in the procedures and business practices and aim at closing gaps.
In this role, you will made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop to are widely available to all.
Collaborate with production support, development teams, and technology infrastructure partners to facilitate a standardized end - to - end Problem Management Process and make recommendations to improve the same.
In this role, the selected candidate will provide training and guidance to less experienced associates; work independently on difficult assignments that require originality and ingenuity with some latitude for un-reviewed actions or decisions.
In this role, you will be responsible to manages, mentors and coaches a team of at least 7 operators and analysts. Research issues escalated from operations internal alerts, help desks, support groups and other departments.