Review retail communications, disclosures, notices, reports, forms, and correspondence for compliance with firm and industry rules. Provide support and guidance for compliance efforts in assigned business entity.
In this position, you will participate in the oversight of all lines of business within the state, the integration of company's corporate ethics and compliance program, the ongoing oversight and analysis of regulatory compliance based on state contract and the review and approval of all marketing materials prior to approval from state partner.
In this role, you will be responsible to develops, implements, and supports compliance programs. Provides staff and faculty support with academic and accreditation program proposals, processes reports.