Job Market Guide: Compliance Officer jobs in Tampa-Saint Petersburg (Sarasota)

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Tampa-Saint Petersburg (Sarasota). Compliance Officers in Tampa-Saint Petersburg (Sarasota) have between ${} and ${} years of experience, averaging $${} years of experience.

9 Compliance Officer jobs in Tampa-Saint Petersburg (Sarasota)

Saint Petersburg, FL
The Regional Compliance Counsel Americas will be responsible for providing oversight of and hands-on direction and advice in the end-to-end process of conducting internal investigations.
industry
Semiconductors
experience
5 - 7 years

Tampa, FL
Develop and implement a data validation process for automated and manual data that will be utilized for the Compliance Risk Appetite Framework metrics, in which the metrics will be validated on a determined frequency.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Lead the execution of testing reviews on all aspects of transaction monitoring, pursuant to Compliance Testings annual plans and coverage model.
industry
Financial Services
experience
5 - 7 years

Saint Petersburg, FL
Drafts moderate to high-risk modifications to existing policies and procedures under limited supervision. Policy and procedures changes impact the entire broker/dealer.
industry
Financial Services
experience
5 - 7 years

Saint Petersburg, FL
Provide support to senior compliance officers on compliance matters of varying complexity, including research, documenting relevant aspects of regulations as they relate to issues, and drafting recommendations.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Providing outliers detail metrics to differentiate customer, account, and transaction related risk characteristics by various business lines and demographics.
industry
Financial Services
experience
11 - 15 years

Tampa, FL
Responsible for communicating with internal and external entities, members of the sales team and other Citigroup AML monitoring units; collect and examine financial statements and documents to assist in identifying unusual transaction patterns.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Maintaining strong compliance control environment by assisting management in evaluating end-to-end compliance control processes (including review of adequacy of Corrective Action Plans and appropriate resolution) and enhancing the MIS/metrics used by compliance and business management to effectively monitor ongoing activities.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Manage inventory of change requests and provide updates to the KYC oversight team; manage communication and track deliverables for reporting; design and execute test cases for changes.
industry
Financial Services
experience
5 - 7 years