In this role, the selected candidate will provide support, guidance and direction in the development of policies and procedures necessary to comply with legal requirements and assist in the implementation of such policies and procedures as required.
In this role, you will perform periodic reviews and evaluations of client credentialing due diligence to validate compliance with third party contractual obligations, applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.
In this role, the selected candidate will be responsible for identifying and disposition potential matches and refer exact matches to the appropriate compliance teams for further investigation or disposition.
In this role, the selected candidate will be responsible for performing SAR, NESS, Google and various other searches, reviewing customer and account information and analyzing compiled data to determine if the client poses a risk to the company.
In this role, the selected candidate will assist IT process owners in the creation and maintenance of IT policies and procedures to support information assurance and regulatory compliance activities, by providing input on control objectives and activities.
In this role, you will be following up with lines of business on outstanding information requests. Interacting with lines of business, other analysts and management daily regarding accounts currently under review.