In this role, the selected candidate works with business teams and execute the Compliance and Risk management framework; extend the process to help business partners identify risks and manage mitigation.
In this role, the selected candidate must have the ability to work both independently with sole responsibility and as part of a team to deliver quality work product in a timely fashion in a fast-paced environment.
In this role, the selected candidate will identify potential areas of compliance vulnerability and risk; develop corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future.
In this role, the selected candidate will be responsible for developing, or advising other business persons charged with the obligation to develop, policies and procedures that are reasonably designed to achieve compliance with those relevant rules, regulations, laws and standards of conduct.
The Quality Compliance Advisor will be responsible for creating a quality system that guarantees compliance with FDA/other regulatory bodies as well as evaluating and remediating those systems post their development.
In this role, the successful candidate will maximize sales and services revenue from each client engagement through a deep understanding of the broader needs our solutions address in the financial services sector.