In this role, the selected candidate works with business teams and execute the Compliance and Risk management framework; extend the process to help business partners identify risks and manage mitigation.
As a Technology Sales Consultant at Pitney Bowes, you thrive on hunting for new business opportunities within the Financial Services sector, helping institutions with their regulatory compliance issues, and you deliver with precision. You see opportunities where others see challenges.
In this role, the successful candidate will maximize sales and services revenue from each client engagement through a deep understanding of the broader needs our solutions address in the financial services sector.
The design, and management of the deployment of new infrastructure components pertaining to a global cross asset legal and compliance platform which includes both end of day reporting and intra-day real time trading activities.
Preparation of SEC regulatory filings, such as initial filings and annual updates to the registration statement on Form N-1A, registration statement supplements, annual and semi-annual reports, Forms N-SAR, N-CSR, N-Q, N-MFP, 24f-2, N-PORT, N-CEN and N-PX.
Maintaining service level agreements with downstream dependencies across the organization; enhancing and extending the risk computation analytics libraries and processes utilized in portfolio construction.
This team is tasked with building and maintaining tools to review trading activity and analyze data to identify patterns, trends, and anomalies. This individual will focus on setting up and managing compliance infrastructure, generating compliance and surveillance reports and responding to data requests.
In this role, the selected candidate will monitor service delivery performance, production processes and quality, providing reports to the manager for the purpose of optimizing operational effectiveness.