In this position, you will be reviewed by state examiners as well as the Consumer Financial Protection Bureau (CFPB). The Compliance Monitoring Program will be overseen by the Senior Manager and executed by other compliance officers.
In this role, the selected candidate will examine and analyze accounting records to determine clients financial status and prepare financial reports concerning operating procedures; perform audit procedures in accordance with U.S. GAAS, including PCAOB rules and regulations, for private and public company financial statements prepared in accordance with U.S. GAAP.
In this role, the selected candidate will examine and analyze business processes and transactional records to identify areas of risk, process and controls improvement, and prepare internal audit reports.
In this role, the successful candidate will work in cross-functional teams across Tesla (e.g., IT, security, privacy, sales operations, manufacturing, finance) to help create innovative, integrated system requirements and provide IT controls expertise.
In this role, you will lead work requirements and budget to meet team initiatives. Communicate with and educate process owners effectively, including non-finance individuals, on the importance of controls, an effective control environment and the role of the audit team.
In this role, the selected candidate will build credibility with business partners by demonstrating a strong understanding of the risks and controls associated with their process areas, and by fostering a collaborative working relationship.
The Compliance and Audit professional is in charge of developing and executing the companys Compliance Audit and Compliance Monitoring programs to test and monitor for compliance with key state and federal consumer laws applying to small dollar unsecured loans and its prepaid card.
In this role, the selected candidate will develop and maintain productive working relationships with audit client personnel, assess audit clients' satisfaction and proactively maintain contact with the audit client throughout the year.
In this role, the selected candidate will develop a detailed understanding of the company's core business and financial processes; keep current and increase knowledge of company strategies, priorities, and business objectives.
In this role, you will work closely with Oportuns Internal Audit group to ensure workpapers from the Compliance Audit can be relied upon by Internal Audit, and with the Regulatory Legal team to ensure testing plans are effective and that CAPs adequately address findings.
In this role, you will ensure performance of independent and objective evaluations of the adequacy, effectiveness and efficiency of the bank's internal and governance controls in areas(s) of audit responsibility.
In this role, the selected candidate will implement and manage engagements plans for various types of financial service clients including but not limited to: hedge funds, mutual funds, private equity, venture capital, broker dealers, etc.