This role will be providing assessment of operations risks, including their mitigating control activities. This position will be creating and maintaining various risk assessment programs for all business line products.
In this role, the selected candidate will be responsible for conducting daily Overnight Compliance on internally and externally managed separate accounts, and addressing any violations in a timely manner.
In this role, you analyzes and reviews complex accounting transactions, data, financial statements and documents to assess compliance with department policies and procedures, Service Organization Controls, and audit requirements for respective line of business. Communicates results and significant compliance issues to management.