In this role, you will assist the Methodology Team with management requests or other initiatives as needed which may include review over the design of controls associated with functional compliance programs and/or specialized analysis of operational controls or other specific risks.
This position is well suited for an inquisitive individual with experience in risk and controls who has a strong interest in joining a top tier financial services firm and building their compliance knowledge.
In this role, you will maintains department metrics for assigned clients and audits. Analyzes audit results to support accuracy and completeness of audit results, provides recommendations to management.
In this role, you will provide assurance that controls over the processes are designed effectively and operating as intended; assist in the review of all associated policies, procedures and the QA Manual for accuracy and completeness on an annual basis.
In this role, the selected candidate will be responsible for handling compliance for government procurement consultants and lobbyists to include reviewing contracts, training, and ensuring that reporting deadlines are met.
In this role, the selected candidate will conduct planning and research using a variety of database, internet, and industry tools, demonstrating clear understanding of client stakeholders and requirements and matching to the proposed solution.
In this role, the selected candidate will evaluate proposed equity, futures and foreign exchange trades for compliance; develop, test and implement automated solutions; analyze client guidelines and restrictions.
In this role, you will provide air quality permitting and regulatory support for existing and new industrial clients (i.e., biopharmaceutical, manufacturing, petrochemical, utility, hospital, university) .