In this role, you will test and verify that written supervisory and internal desktop procedures are reasonable and designed to achieve compliance with applicable securities laws, regulations, and rules.
The Information Security Compliance Analyst collaborates with other highly skilled members of the Forensic Analysis Center (FAC) Compliance Team. The position works with both research and operations staff to provide timely and quality guidance and oversight to ensure that regulatory and compliance risks are adequately identified, communicated, and tracked for remediation.
In this role, the selected candidate will foster and promote continuity of care and cooperative partnerships by liaising with health care providers, acute care hospitals, long term care facilities and other programs/organizations involved in the provision of services.
The Compliance Officer I will collaborate with the Sr Compliance Manager and other Compliance Managers, Compliance Officers, and Chief Compliance Officer to foster an open and honest risk management and compliance culture across the Business Division/Unit and ensure timely reporting and escalation of regulatory risk issues to management.
In this role, the selected candidate will be responsible for generating new opportunities from existing customer referrals and through building partnerships as well as from your own targeted outbound activity into larger prospects.
The compliance analyst is responsible for supporting the banks adherence to privacy and data security rules and regulations by providing regulatory compliance support and expertise within established guidelines.
In this role, you will be responsible for maintaining compliance with various regulations including US BIS Export Administration Regulations, Hong Kong Strategic Goods Act, EU Regulations on Dual Use Goods and any other export control regulations that may be enacted by individual country authorities from time to time.
In this role, the selected candidate will be responsible for controls and compliance analysis particularly focusing on regulatory and enforcement matters; will also be responsible for financial and economic analysis performed within the investigation and dispute litigation environment.
The Trade Compliance Analyst provides guidance and support to internal resources to identify controlled data and hardware, licensable transactions, evaluate export license requests, gather necessary data, prepare documentation for license and other export applications for submission to the appropriate government agency via DTRADE and SNAP-R, support export related reporting, recordkeeping and maintenance of existing export licenses and TAAs.
In this role, you will provide guidance and consultation services to business partners and Information Technology regarding the implementation of electronic communication functions and associated controls within business solutions.