Job Market Guide: Compliance Officer jobs in Philadelphia

Competition
High
0.951272
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Philadelphia. Compliance Officers in Philadelphia have between ${} and ${} years of experience, averaging $${} years of experience.

111 Compliance Officer jobs in Philadelphia

Jersey City, NJ
In this role, the selected candidate must have a good communication skills with ability to interact with all levels including management and developers.
industry
IT Consulting/Services
experience
8 - 10 years

Harleysville, PA
In this role, the selected candidate will track outbound shipments all the way through delivery to customers; maintain and develop positive business relationships with internal/external customers'.
industry
Construction
experience
Less than 5 years

Compliance Associate

$70K - $90K - New York, NY
In this role, you will assist in regulatory examinations, mock examinations and other legal and regulatory matters, as they arise; review daily trade compliance reports; maintain restricted and watch lists.
industry
Staffing & Recruiting
experience
Less than 5 years

New York, NY
In this role, the successful candidate will maximize sales and services revenue from each client engagement through a deep understanding of the broader needs our solutions address in the financial services sector.
industry
Software
experience
5 - 7 years

Compliance Analyst CNR

Compensation Estimate

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$50K to $83K - New York, NY
In this role, the selected candidate will work closely with the CNR Chief Compliance Officer to oversee the CNR Rule 206(4)-7 investment adviser compliance program and to assist with overseeing the City National Rochdale Funds' Rule 38a-1 compliance program.
industry
Financial Services
experience
Less than 5 years

Compliance Recruiter

New York, NY
In this role, you will proactively share innovative solutions to add value, anticipate needs, and streamline process for the client .
industry
Financial Services
experience
Less than 5 years

$75K - $125K - Jersey City, NJ
In this role, you will be responsible for working with banks and financial services in the areas of consumer lending compliance, policies, processes and the like.
industry
Consulting
experience
Less than 5 years

CLO Compliance Analyst

New York, NY
In this role, the successful candidate will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

Compliance Attorney

Philadelphia, PA
In this role, you will be developing policies and procedures, trade desk surveillance and monitoring, portfolio management, client on-boarding, and advertising and marketing compliance.
industry
Legal Services
experience
Less than 5 years

$80K - New York, NY
In this role, the selected candidate will identify regulatory trends and developments, advise the business on how such trends and developments may impact their current activities, and work with the business to implement any required changes to current policy or practices.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, you will be responsible to actively monitor regulatory developments and trends, and take appropriate action to ensure the business unit complies with new or amended regulations.
industry
Financial Services
experience
5 - 7 years

RIA Compliance

$120K - Fort Washington, PA
In this role, you will assist in the regulatory oversight, risk management, and policy implementation of all investment advisory relationships of two affiliated RIAs, including Advisor, Co-Advisor, Sub-Advisor and/or Solicitor arrangements.
industry
Financial Services
experience
Not Specified

CLO Compliance Analyst

New York, NY
In this role, you will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

$90K - Baltimore, MD
In this role, the selected candidate will be responsible for managing the firms investment compliance program, including on-boarding of new mandates, assessing and resolving issues, and overseeing guideline monitoring.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate will review marketing materials, offering documents, investor communications, and other materials across all of Real Estates investment strategies to ensure compliance with applicable law, regulations and company policies.
industry
Business Services
experience
5 - 7 years

Wayne, PA
In this role, you will monitor investment restrictions and guidelines through the Charles River post-trade surveillance system. Identify, research and resolve exceptions with business.
industry
Financial Services
experience
Less than 5 years

$75K - $125K - Philadelphia, PA
In this role, you will be responsible for working with banks and financial services in the areas of consumer lending compliance, policies, processes and the like.
industry
Consulting
experience
Less than 5 years

$75K - $125K - New York, NY
In this role, you will be responsible for working with banks and financial services in the areas of consumer lending compliance, policies, processes and the like.
industry
Consulting
experience
Less than 5 years

$75K - $125K - New York, NY
In this role, the selected candidate will help develop, draft and execute policies and procedures that are designed to detect and prevent violations of the federal securities laws and mitigate various types of risk, including compliance and operational risk.
industry
Staffing & Recruiting
experience
5 - 7 years

New York, NY
In this role, you will be responsible to design and deliver applicable training for business unit personnel, and infrastructure personnel and supervisors.
industry
Financial Services
experience
5 - 7 years

New York, NY
The successful candidate will need to be an effective communicator, possess strong influencing skills and be responsible for enhancing the compliance framework and program by introducing approaches to make the role as efficient and effective as possible.
industry
Information Services
experience
Not Specified

Westville, NJ
In this role, you will be responsible for the plants Environmental, Health, and Safety standards, as well as compliance with the Reliability (NERC) standards.
industry
Business Services
experience
8 - 10 years

Philadelphia, PA
This position will provide support and analysis for various legal and compliance matters and functions.
industry
Business Services
experience
Not Specified

$75K - $125K - Florham Park, NJ
In this role, you will be responsible for working with banks and financial services in the areas of consumer lending compliance, policies, processes and the like.
industry
Consulting
experience
Less than 5 years