Job Market Guide: Compliance Analyst jobs in Philadelphia

Competition
High
0.739566
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Analysts in Philadelphia. Compliance Analysts in Philadelphia have between ${} and ${} years of experience, averaging $${} years of experience.

26 Compliance Analyst jobs in Philadelphia

Etters, PA
Act as primary contact for all Supplier Compliance Program Vendor Management inquires related to specific infractions that have occurred or are currently occurring and provide recommendations to the supplier on what they can change to become compliant or escalate a request for an exemption for the specific metric that may be affected
industry
Business Services
experience
Less than 5 years

New Brunswick, NJ
In this role, the selected candidate will focus on compliance related activities from a benefit, pension and absence management perspective, including but not limited to creating/updating Standard Operating Procedures (SOP) and Work Instructions, completing benefit, pension and absence management compliance/audit reviews and other projects as assigned by management.
industry
Biotech/Pharma
experience
5 - 7 years

Compliance Analyst

$75K-$100K - New York, NY
In this role, the Compliance Analyst will work closely with a team of attorneys and compliance professionals to help ensure that the firms business activities are conducted in strict accordance with regulatory requirements.
industry
Staffing & Recruiting
experience
Less than 5 years

Iselin, NJ
The Compliance Testing Analyst II performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations. The individual will provide support to the Compliance Testing Lead in his/her oversight of the Bank's regulatory compliance testing program. The Testing Analyst is responsible for playing a critical role in the execution of the Bank's compliance testing program, reporting on testing results, and performing validation.
industry
Financial Services
experience
Less than 5 years

Jersey City, NJ
In this role, you will be responsible to monitor, research, analyze and address all essential compliance activities. Perform quality assurance reviews of kyc files, alerts investigations and sar filings (fiu) and ofac hits.
industry
Financial Services
experience
Not Specified

CLO Compliance Analyst

New York, NY
In this role, you will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, you will provide advice on compliance, regulatory, policy and reputational issues as well as on new business initiatives and significant business changes affecting the firm.
industry
Business Services
experience
5 - 7 years

$57K - $81K - New Brunswick, NJ
The ideal candidate will be detail orientated, have excellent organizational, communication and interpersonal skills, hold self-accountable to high standards of professional excellence.
industry
Education
experience
Not Specified

$60K - $70K - Garden City, NY
In this role, the selected candidate will provide day-to-day support in the maintenance of the Firms compliance program, including but not limited to: monitoring of employee personal trading and electronic communications; preparation, distribution, collection and analysis of employee disclosure forms.
industry
Real Estate
experience
Less than 5 years

CLO Compliance Analyst

New York, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

Wilmington, DE
The Regulatory Compliance Analyst is responsible for ensuring overall service and/or department quality standards are met through the support of regulatory testing requirements for Retail Card Services strategic partners.
industry
Financial Services
experience
5 - 7 years

Compliance Analyst CNR

Compensation Estimate

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$50K to $83K - New York, NY
In this role, the selected candidate will work closely with the CNR Chief Compliance Officer to oversee the CNR Rule 206(4)-7 investment adviser compliance program and to assist with overseeing the City National Rochdale Funds' Rule 38a-1 compliance program.
industry
Financial Services
experience
Less than 5 years

Jersey City, NJ
In this role, the selected candidate must have a good communication skills with ability to interact with all levels including management and developers.
industry
IT Consulting/Services
experience
8 - 10 years

New York, NY
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

Compliance Analyst

Newark, NJ
In this role, you will be responsible for ensuring that all portfolios managed by the Fixed Income unit are in compliance with applicable regulatory and contractual requirements.
industry
Insurance
experience
5 - 7 years

EAC Compliance Analyst

New York, NY
The Enterprise Area of Coverage (EAC) Compliance Analyst, under close supervision, assists a team responsible for providing enterprise wide coverage of specific laws, rules, regulations, and regulatory guidance, such as those related to SCRA (Service Member Civil Relief Act), Privacy and Registration and Licensing.
industry
Financial Services
experience
Less than 5 years

$120K - New York, NY
In this role, the selected candidate will assist BSA/AML Compliance Officer with coordination of regulatory responses for FRBNY and NYDFS during examinations.
industry
Financial Services
experience
5 - 7 years

Jersey City, NJ
In this role, you will contact the customers, obtaining the necessary instruction for pending discrepant documents.
industry
Staffing & Recruiting
experience
5 - 7 years

Somerset, NJ
Responsible for developing, implementing, validating, maintaining, supporting computerized systems in order to ensure that operations are implemented and maintained in a compliant state.
industry
Biotech/Pharma
experience
5 - 7 years

CLO Compliance Analyst

New York, NY
In this role, the successful candidate will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

Somerset, NJ
In this role, you will be responsible for developing, implementing, validating, maintaining, supporting computerized systems in order to ensure that operations are implemented and maintained in a compliant state.
industry
Healthcare IT
experience
5 - 7 years

$50K - $70K - Franklin Lakes, NJ
In this role, the selected candidate will be leading the business users, IT project teams, and external partners to drive decision making and define requirements for application development, ensuring that business needs are being met.
industry
Healthcare IT
experience
8 - 10 years

CLO Compliance Analyst

New York, NY
In this role, the selected candidate will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Not Specified

CLO Compliance Analyst

New York, NY
The Compliance Team specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.
industry
Financial Services
experience
Less than 5 years

RADNOR, PA
In this role, you will typically work in an office environment with adequate lighting and ventilation and a normal range of temperature and noise level.
industry
Business Services
experience
5 - 7 years