Job Market Guide: Compliance Officer jobs in PA

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in PA. Compliance Officers in PA have between ${} and ${} years of experience, averaging $${} years of experience.

21 Compliance Officer jobs in PA

Philadelphia, PA
Translate business needs into comprehensive project plans including objectives, timeline, deliverables, budget and quality standards
industry
Financial Services
experience
5 - 7 years

Pittsburgh, PA
Manages the department to insure that all company functions conform to federal, state and local regulations, develops appropriate policies, procedures, contracts and documents to ensure compliance with appropriate laws and regulations and organizes the activities of the department to achieve established goals and monitors efficiency and performance versus established standards.
industry
Financial Services
experience
11 - 15 years

Hermitage, PA
Manages the department to insure that all company functions conform to federal, state and local regulations, develops appropriate policies, procedures, contracts and documents to ensure compliance with appropriate laws and regulations and organizes the activities of the department to achieve established goals and monitors efficiency and performance versus established standards.
industry
Financial Services
experience
11 - 15 years

PA
Conduct Risk Assessments to identify the key compliance risk areas and mitigating controls in order to identify the residual risks that apply to a particular business unit.
industry
Business Services
experience
8 - 10 years

Pittsburgh, PA
Design/develop/code end-to-end distributed technology solutions in line with enterprise standards
industry
Financial Services
experience
Not Specified

$120K - Philadelphia, PA
The Senior Compliance Manager will be responsible for the day-to-day compliance functions relating to the investment advisory business of an SEC registered investment adviser, including testing and surveillance to ensure the adequacy of policies and procedures and the effectiveness of their implementation.
industry
Financial Services
experience
5 - 7 years

Lancaster, PA
Conducts job tasks in compliance with operating procedures and standards for the Fulton Financial Corporation Anti-Money Laundering program. Provides guidance to personnel and business units in the management of the Anti-Money Laundering compliance program.
industry
Business Services
experience
5 - 7 years

Philadelphia, PA
The Compliance Associate will represent the firm on regulatory matters and be responsible for the enhancement and maintenance of internal policies and procedures in connection with FINRA and SEC requirements.
industry
Business Services
experience
5 - 7 years

PA
Provide answers to day-to-day consumer compliance related requests and questions; respond to client specific requests.
industry
Business Services
experience
8 - 10 years

Langhorne, PA
Provides leadership, guidance, and support to promote compliance with applicable laws and regulations.
industry
Healthcare IT
experience
5 - 7 years

West Point, PA
Makes decisions that require choosing between limited alternatives to resolve problems of moderate to high complexity. Works in a structured environment under moderate supervision. Maintains accurate records of ongoing projects in adherence with documentation standards.
industry
Biotech/Pharma
experience
8 - 10 years

Plymouth Meeting, PA
Apply an in-depth understanding of All Covered services, programs, and sales methodology to address complex and strategic ACC, project and procurement opportunities.
industry
Arts & Entertainment
experience
Less than 5 years

Pittsburgh, PA
This position defines the program structure, educational requirements, reporting and complaint mechanisms, response and correction procedures, and compliance expectations.
industry
Misc. Healthcare
experience
5 - 7 years

Compliance Attorney

Philadelphia, PA
In this role, you will be developing policies and procedures, trade desk surveillance and monitoring, portfolio management, client on-boarding, and advertising and marketing compliance.
industry
Legal Services
experience
Less than 5 years

North Wales, PA
Understanding and acting upon the dependencies and linkages among various components of the Enterprise Compliance Program, including, for example, performing fair lending analysis and subsequent matched pair file review to assist in self-testing programs. Escalating issues through designated escalation channels.
industry
Business Services
experience
5 - 7 years

Compliance Consultant

Pittsburgh, PA
Review and interpret all new/revised requirements; identify potential impacts for the organization and/or business units.
industry
Managed Care & Health Insurance
experience
5 - 7 years

Lancaster, PA
Understanding and acting upon the dependencies and linkages among various components of the Enterprise Compliance Program, including, for example, performing fair lending analysis and subsequent matched pair file review to assist in self-testing programs. Escalating issues through designated escalation channels.
industry
Business Services
experience
5 - 7 years

York, PA
Provide professional direct communication with PA, VA, and MD Commission staff.
industry
Industrial Equipment & Supply
experience
5 - 7 years

$63K - $84K - Pittsburgh, PA
The Income Tax Compliance Senior Consultant (Senior Consultant) works with a team to provide income tax compliance services to corporate and partnership clients. The Senior Consultant prepares original and amended federal and state income tax returns, identifies tax issues and provides tax analysis for a wide variety of entities and their affiliates. The Senior Consultant works closely with other team members and also must be able to work independently when required.
industry
Financial Services
experience
Less than 5 years

Compliance Engineer

Malvern, PA
The Compliance Engineer will be responsible for the testing and analysis of microprocessor based electromechanical designs against EMI/EMC, Environmental and Product Safety requirements. Emphasis will be placed on knowledge of global environmental regulatory requirements, interpretation, dissemination, and implementation.
industry
Electronics
experience
5 - 7 years

Malvern, PA
Be responsible for enhancing and evolving the digital compliance framework and associated policies and procedures while serving as point person for Compliance in supporting the execution of digital related activities in the client facing divisions.
industry
Financial Services
experience
5 - 7 years