Job Market Guide: Compliance Specialist jobs in New York

Competition
Avg
0.466018
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Specialists in New York. Compliance Specialists in New York have between ${} and ${} years of experience, averaging $${} years of experience.

34 Compliance Specialist jobs in New York

New York, NY
In this position, you will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

$90K - Yonkers, NY
In this role, the selected candidate will be responsible for coordinating and performing all pre-delegation and annual due diligence audits and monitoring of delegated activities to ensure compliance with National Committee for Quality Assurance (NCQA), URAC, contractual agreements, and State and Federal requirements.
industry
Misc. Healthcare
experience
Less than 5 years

Mays Landing, NJ
In this role, you will develop and implement procedures/protocols to meet the compliance elements in air, water, UST, SPCC, SARA and ecological areas, improving efficiencies using innovative solutions, identifying gaps and coordinating cost effective, risk reducing efforts for solutions.
industry
Telecommunications
experience
8 - 10 years

Skillman, NJ
In this role, you will be responsible for documentation quality review/approval or audits, documentation maintenance and archival, quality inspections of product, and participating on internal assessments.
industry
Manufacturing / Diversified
experience
Less than 5 years

Compliance Specialist

Pennington, NJ
In this role, the selected candidate will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

Compliance Specialist

New York, NY
In this role, the selected candidate will work closely with department Compliance Liaison or other department staff to ensure timely medical record reviews, reporting and corrective actions.
industry
Education
experience
Less than 5 years

Mays Landing, NJ
In this role, the selected candidate will develop and implement procedures/protocols to meet the compliance elements in air, water, UST, SPCC, SARA and ecological areas, improving efficiencies using innovative solutions, identifying gaps and coordinating cost effective, risk reducing efforts for solutions.
industry
Energy / Diversified
experience
8 - 10 years

New York, NY
In this role, the selected candidate will identify compliance training needs and inspect Front Line Unit/Control Function (FLU/CF) and third party participation for enterprise area of coverage.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, you will update relevant policies to ensure they reflect regulatory requirements for enterprise area of coverage.
industry
Financial Services
experience
5 - 7 years

Philadelphia, PA
In this role, you will ability to function independently and also contribute to the total team effort with diverse groups and individuals.
industry
Education
experience
Less than 5 years

New York, NY
In this role, you will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

$110K - New York, NY
In this role, the selected candidate will work closely with ETF traders, portfolio managers and members of the Legal and Risk Management Departments to appropriately manage pre-trade alerts in the Order Management System (Charles River).
industry
Financial Services
experience
Not Specified

Compliance Specialist

New York, NY
In this role, the selected candidate will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

Hartford, CT
In this role, the selected candidate will provide support to regulatory personnel in responding to requests for state approval information by researching state approval archives and providing requested documentation in an organized and timely manner and on an expedited basis.
industry
Financial Services
experience
Less than 5 years

Merrick, NY
In this role, you will be responsible for organizing functions and activities related to environmental management and water quality for assigned facility.
industry
Engineering Services
experience
Less than 5 years

Ridgefield, NJ
In this role, you will communicate details of change to Global Regulatory Affairs in order to determine appropriate filing categories in global markets.
industry
Biotech/Pharma
experience
5 - 7 years

Moonachie, NJ
In this role, you will Work closely with plant to assure continued improvement of quality through communication and review of product compliance to specification.
industry
Consumer Goods / Miscellaneous
experience
5 - 7 years

Rockville Centre, NY
In this role, you will maintain abreast of compliance issues and regulations related to the healthcare industry.
industry
Business Services
experience
Less than 5 years

New York, NY
The selected candidate will support senior leaders in driving a conflicts and conduct management structure that integrates Compliance, the businesses, other support partners (Legal, Risk, HR Supervision).
industry
Financial Services
experience
5 - 7 years

Oaks, PA
In this role, you will coordinate and facilitate kick-off meetings for each scheduled filing period so that internal and external clients are aware of expectations.
industry
Financial Services
experience
Less than 5 years

Oaks, PA
In this role, the selected candidate will support and coordinate kick-off meetings for each scheduled filing period so that all parties are aware of expectations.
industry
Financial Services
experience
Less than 5 years

Pennington, NJ
In this role, the selected candidate will contribute to compliance risk assessments; contribute to monitoring and testing coverage plans and related metrics.
industry
Financial Services
experience
5 - 7 years

Jersey City, NJ
In this role, you will develop standard global distribution channels, regular cadence and central repository/tools for all global communications.
industry
Financial Services
experience
Not Specified

Compliance Specialist

New York, NY
This role will also evaluate and oversight referral programs across the Company which are not covered by EBCE (Enterprise Business & Community Engagement), and provide compliance advice and support.
industry
Financial Services
experience
Less than 5 years

King Of Prussia, PA
In this role, the selected candidate will respond to alleged violations of compliance rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures.
industry
Business Services
experience
Less than 5 years