Job Market Guide: Compliance Officer jobs in New York

Competition
High
0.87443
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in New York. Compliance Officers in New York have between ${} and ${} years of experience, averaging $${} years of experience.

124 Compliance Officer jobs in New York

New York, NY
Participate in financial services regulatory compliance assessment and authorization relevant discussions with AWS teams. This includes synthesizing control requirements, and recommending and pursuing alternative approaches assisting customers in developing compliance roadmaps.
industry
Internet Services
experience
5 - 7 years

$79K - $99K - New York, NY
Identify and analyze areas of underutilization of protected class members, establish goals, timetables, and strategies for meeting them, and meet with affected supervisors and program managers to advise them.
industry
Transportation Services
experience
8 - 10 years

$90K - $110K - New York, NY
7 or more years of full-time experience in compliance, audit, legal, finance or risk management.
industry
Financial Services
experience
8 - 10 years

CLO Compliance Analyst

New York, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

$100K - New York, NY
The Business Development professional will be responsible for both originating new business opportunities and managing existing relationships within the firms practice area.
industry
Financial Services
experience
Not Specified

New York, NY
In this role, the selected candidate must have a hands-on experience in developing, implementing and executing risk-based compliance tests or audits.
industry
Business Services
experience
8 - 10 years

Compliance Consultant

Philadelphia, PA
Provide producers, account managers and clients with timely and accurate analyses of current legislative initiatives and regulations.
industry
Insurance
experience
11 - 15 years

New York, NY
As a Consultant with Resources Global Professionals you will have the ability to play an instrumental role in assisting clients in a variety of challenging projects.
industry
Business Services
experience
8 - 10 years

Greenwich, CT
The Trade Compliance Attorney will provide counsel and legal leadership to business management on export, import and trade compliance matters and help strategize the growth and enhancements required to best meet the needs of this growing global business.
industry
Business Services
experience
Less than 5 years

New York, NY
As a Consultant with the company, you will have the ability to play an instrumental role in assisting clients with a variety of challenging projects.
industry
Business Services
experience
5 - 7 years

Hartford, CT
Conduct field visits encompassing a review of sales practices, record keeping and adherence to compliance procedures.
industry
Financial Services
experience
5 - 7 years

Compliance Officer

Malvern, PA
In this role, you will the selected candidate will assist FVC and NCP to monitor that contractual demands are being met in relation to upstream contracts with commercial payors.
industry
Healthcare IT
experience
8 - 10 years

Hartford, CT
Develop more complex processes to ensure internal controls and regulatory compliance and provides ongoing assessment of effectiveness.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate must have the ability to multi-task and demonstrate a sense of urgency.
industry
Business Services
experience
5 - 7 years

Compliance Developer

New York, NY
Perform deployments, administration and management of application components; product certification, patch management, upgrades and currency.
industry
Staffing & Recruiting
experience
5 - 7 years

Philadelphia, PA
The Administrative Coordinator will be responsible for various office administrative support duties for the Internal Audit, Institutional Compliance and Privacy teams.
industry
Education
experience
5 - 7 years

$75K - $125K - New York, NY
In this role, the selected candidate will help develop, draft and execute policies and procedures that are designed to detect and prevent violations of the federal securities laws and mitigate various types of risk, including compliance and operational risk.
industry
Staffing & Recruiting
experience
5 - 7 years

AML Compliance Officer

Jersey City, NJ
Chair the Weekly Cross Border Services Surveillance call, responsible for coordinating and documenting the agenda, meeting minutes and tracking of investigations across the different teams.
industry
Security Services
experience
Not Specified

$110K - $170K - New York, NY
The successful candidate must have outstanding communication skills, an ability to anticipate and deliver on the needs of a fast-paced and innovative business, and the flexibility to simultaneously manage a wide range of projects.
industry
Financial Services
experience
5 - 7 years

CLO Compliance Analyst

New York City, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

New York, NY
Work with Human Resources Department in on - boarding new employees as it relates to any political activities they are / were involved in.
industry
IT Consulting/Services
experience
Less than 5 years

New York, NY
Assist with development and delivery of Financial Crime Risks training programs to company employees. Occasionally provide one-on-one Financial Crimes Risk program training.
industry
Insurance
experience
5 - 7 years

New York, NY
Prepare/review federal and state income/franchise tax returns (separate/ combined/unitary) and extensions/quarterly estimate tax payments.
industry
Financial Services
experience
Less than 5 years