Job Market Guide: Compliance Officer jobs in New York

Competition
High
0.868743
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in New York. Compliance Officers in New York have between ${} and ${} years of experience, averaging $${} years of experience.

128 Compliance Officer jobs in New York

Corporate Compliance

New York, NY
Prepare weekly, monthly, and periodic meetings regarding metrics, Regional Compliance updates, and LOB Compliance updates.
industry
Financial Services
experience
5 - 7 years

Jersey City, NJ
Performs Volcker related reviews regarding the ICG or GCG businesses in accordance with corporate methodologies and standards, including drafting of reports, presenting issues to Compliance and the business and discussing practical solutions.
industry
Financial Services
experience
5 - 7 years

$100K - New York, NY
The Business Development professional will be responsible for both originating new business opportunities and managing existing relationships within the firms practice area.
industry
Financial Services
experience
Not Specified

New York, NY
In this role, the selected candidate must have a hands-on experience in developing, implementing and executing risk-based compliance tests or audits.
industry
Business Services
experience
8 - 10 years

$110K - $150K - Newark, NJ
Providing subject matter expertise in Financial Crimes & Compliance regulations and banking industry best practices; supporting the license sales reps during sales cycles.
industry
Software
experience
8 - 10 years

Westport, CT
In this role, the selected candidate will communicate with our CCO to understand current and new policies and procedures affecting us and our operations; monitor our operations for compliance to our Policies & Procedures and Code of Ethics.
industry
Business Services
experience
Less than 5 years

New York, NY
As a Consultant with Resources Global Professionals you will have the ability to play an instrumental role in assisting clients in a variety of challenging projects.
industry
Business Services
experience
8 - 10 years

Compliance Associate

$50K - $70K - Garden City, NY
In this role, you will provide day-to-day support in the maintenance of the Firms compliance program, including but not limited to: monitoring of employee personal trading and electronic communications; preparation, distribution, collection and analysis of employee disclosure forms; organization and maintenance all required books and records; and IARD maintenance.
industry
Real Estate
experience
Less than 5 years

New York, NY
Making contributions towards establishing credibility of Pitney Bowes in the FCC space and assisting with the removal of any technical barriers to the sale.
industry
Business Services
experience
8 - 10 years

New York, NY
As a Consultant with the company, you will have the ability to play an instrumental role in assisting clients with a variety of challenging projects.
industry
Business Services
experience
5 - 7 years

Stamford, CT
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

New York, NY
Formulates plans, processes and timetables to conduct an accurate, complete and thorough investigation in a confidential manner in accordance with regulatory requirements and within specified timeframes.
industry
Social Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate must have the ability to multi-task and demonstrate a sense of urgency.
industry
Business Services
experience
5 - 7 years

Iselin, NJ
The Compliance Testing Analyst II performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations. The individual will provide support to the Compliance Testing Lead in his/her oversight of the Bank's regulatory compliance testing program. The Testing Analyst is responsible for playing a critical role in the execution of the Bank's compliance testing program, reporting on testing results, and performing validation.
industry
Financial Services
experience
Less than 5 years

Compliance Officer

New York, NY
Serves as a member of the assigned divisions Donations Committee to monitor that donation requests are appropriate and within FMCNA policy.
industry
Healthcare IT
experience
8 - 10 years

New York, NY
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

New York, NY
Develop expertise in Compliance department needs and outcomes; develop partnerships beyond the team to include stakeholders across Compliance and with other departments, including Legal, Risk, Human Resources, etc.
industry
Business Services
experience
8 - 10 years

Philadelphia, PA
The Administrative Coordinator will be responsible for various office administrative support duties for the Internal Audit, Institutional Compliance and Privacy teams.
industry
Education
experience
5 - 7 years

Long Island City, NY
The Compliance Officer is responsible for managing a caseload of investigations, perform analysis and follow-up and work cases from beginning to completion according to Citi AML procedures and policies.
industry
Financial Services
experience
5 - 7 years

Jersey City, NJ
Participate on projects, analyzes processes and controls, and evaluate data quality & use sound judgment to identify issues and outline in-depth action plans; including knowing when to escalate matters.
industry
Financial Services
experience
5 - 7 years

$110K - $150K - Stamford, CT
Providing subject matter expertise in Financial Crimes & Compliance regulations and banking industry best practices; supporting the license sales reps during sales cycles.
industry
Software
experience
8 - 10 years

Kenilworth, NJ
Assists in the management of external vendor engaged in study-specific genomic/biomarker consent development, negotiation and review.
industry
Biotech/Pharma
experience
8 - 10 years

Philadelphia, PA
In this role, you will be developing policies and procedures, trade desk surveillance and monitoring, portfolio management, client on-boarding, and advertising and marketing compliance.
industry
Legal Services
experience
Less than 5 years

Jersey City, NJ
In this role, you will contact the customers, obtaining the necessary instruction for pending discrepant documents.
industry
Staffing & Recruiting
experience
5 - 7 years

New York, NY
Engaging with senior decision makers in financial services companies (and others), educate them on our product features and benefits and negotiate and close deals.
industry
Business Services
experience
11 - 15 years