Job Market Guide: Compliance Officer jobs in New York

Competition
High
0.856499
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in New York. Compliance Officers in New York have between ${} and ${} years of experience, averaging $${} years of experience.

26 Compliance Officer jobs in New York

New York, NY
Serve as an important source of information and education for job applicants providing important details and insight regarding job responsibilities, including an overview of company culture, hours, policies and procedures, benefits, and what to expect once employed.
industry
Legal Services
experience
5 - 7 years

Short Hills, NJ
Works collaboratively with team members across the organization to ensure their processes meet security compliance requirements.
industry
Business Services
experience
5 - 7 years

Ridgefield, CT
Assist business in remediating findings from investigations, audits, monitoring and other compliance assessments, keep applicable Ethics and Compliance Department members apprised of relevant information from investigation review committees, CAPAs, and day to day business issues that impact compliance initiatives.
industry
Biotech/Pharma
experience
5 - 7 years

Jersey City, NJ
Providing outliers detail metrics to differentiate customer, account, and transaction related risk characteristics by various business lines and demographics.
industry
Financial Services
experience
11 - 15 years

Long Island City, NY
Work under pressure and manage multiple concurrent responsibilities and prioritize according to shifting and sometimes accelerated deadlines; lead and drive complex cross-business initiatives under aggressive timelines while meeting regulatory requirements and quality expectations.
industry
Financial Services
experience
5 - 7 years

Bridgeport, CT
Assists in ad hoc projects as required, such as responding to regulatory requests and supporting regulatory change management initiatives.
industry
Business Services
experience
5 - 7 years

New York, NY
As a Consultant with Resources Global Professionals you will have the ability to play an instrumental role in assisting clients in a variety of challenging projects.
industry
Business Services
experience
8 - 10 years

New York, NY
In this role, the selected candidate must have a hands-on experience in developing, implementing and executing risk-based compliance tests or audits.
industry
Business Services
experience
8 - 10 years

$75K - $120K - New York, NY
In this role, the selected candidate will be responsible for reviewing employee communications, expense reports, client records and other firm data to ensure adherence with the company's Code of Ethics.
industry
Staffing & Recruiting
experience
Less than 5 years

New York, NY
As a Consultant with the company, you will have the ability to play an instrumental role in assisting clients with a variety of challenging projects.
industry
Business Services
experience
5 - 7 years

$90K - $110K - New York, NY
7 or more years of full-time experience in compliance, audit, legal, finance or risk management.
industry
Financial Services
experience
8 - 10 years

New York, NY
In this role, the selected candidate must have the ability to multi-task and demonstrate a sense of urgency.
industry
Business Services
experience
5 - 7 years

Long Island City, NY
Serve as communications liaison for VOE committee and oversee employee recognition programs; create surveys and generate reports via Citi Survey tool; maintain departmental mailboxes, public folders and distribution lists.
industry
Financial Services
experience
5 - 7 years

Newark, NJ
Review and provide congruence to matters which might give rise to permissiblility by way of interrperation or application of law as defined within the delegation structure of the function.
industry
Financial Services
experience
Less than 5 years

New York, NY
Serve as communications liaison for VOE committee and oversee employee recognition programs; create surveys and generate reports via Citi Survey tool; maintain departmental mailboxes, public folders and distribution lists.
industry
Financial Services
experience
5 - 7 years

New York, NY
Work closely with business partners to determine requirements, and develop functional designs based on business needs and objectives taking into account technical capabilities and limitations.
industry
Financial Services
experience
5 - 7 years

Compliance Associate

$70K - $90K - New York, NY
In this role, the selected candidate will assist with conducting reviews, testing, and monitoring of compliance policies and procedures; monitor and maintain certain compliance processes.
industry
Staffing & Recruiting
experience
Less than 5 years

$75K - $125K - New York, NY
In this role, the selected candidate will help develop, draft and execute policies and procedures that are designed to detect and prevent violations of the federal securities laws and mitigate various types of risk, including compliance and operational risk.
industry
Staffing & Recruiting
experience
5 - 7 years

New York City, NY
Promote awareness of trends identified during exam management activity and drive common messaging across our organization and geographies.
industry
Financial Services
experience
5 - 7 years

Compliance Analyst

NJ
Coordinate with IT and underwriting areas to achieve efficient implementation of approved products.
industry
Financial Services
experience
5 - 7 years

New York City, NY
Strong risk assessment, analytical, decision making, interpersonal, presentation, and written/verbal communication skills.
industry
Financial Services
experience
5 - 7 years

Long Island City, NY
Strong risk assessment, analytical, decision making, interpersonal, presentation, and written/verbal communication skills.
industry
Financial Services
experience
5 - 7 years

$50K - $100K - New York, NY
Analyzing the effect of new business initiatives and investment products on the compliance program; supporting the drafting and maintenance of compliance policies and procedures and assisting in the development of regulatory reporting and regulatory filings.
industry
Staffing & Recruiting
experience
Less than 5 years