Job Market Guide: Compliance Analyst jobs in New York

Competition
High
0.814771
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Analysts in New York. Compliance Analysts in New York have between ${} and ${} years of experience, averaging $${} years of experience.

14 Compliance Analyst jobs in New York

Compliance Analyst

$100K - $100K - New York, NY
Develop manual training materials and assist with training bank personnel.
industry
Financial Services
experience
Less than 5 years

Bridgeport, CT
Assists in ad hoc projects as required, such as responding to regulatory requests and supporting regulatory change management initiatives.
industry
Business Services
experience
5 - 7 years

$70K - $90K - New York, NY
Identify enhancements to the employee trade surveillance compliance program; review transaction alerts, employee trading activity, firm trading and market activities.
industry
Financial Services
experience
Less than 5 years

$70K - $90K - New York, NY
Conduct screening and investigations to uncover adverse media, OFAC sanctions risk and/or politically exposed persons (PEP); assist in the tracking metrics for new investor, high-risk investors and foreign PEPs.
industry
Financial Services
experience
Less than 5 years

CLO Compliance Analyst

New York, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

Compliance Analyst

$75K-$100K - New York, NY
In this role, the Compliance Analyst will work closely with a team of attorneys and compliance professionals to help ensure that the firms business activities are conducted in strict accordance with regulatory requirements.
industry
Staffing & Recruiting
experience
Less than 5 years

Hartford, CT
Conduct field visits encompassing a review of sales practices, record keeping and adherence to compliance procedures.
industry
Financial Services
experience
5 - 7 years

CLO Compliance Analyst

New York City, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

New Brunswick, NJ
In this role, the selected candidate will focus on compliance related activities from a benefit, pension and absence management perspective, including but not limited to creating/updating Standard Operating Procedures (SOP) and Work Instructions, completing benefit, pension and absence management compliance/audit reviews and other projects as assigned by management.
industry
Biotech/Pharma
experience
5 - 7 years

Compliance Analyst CNR

Compensation Estimate

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$50K to $83K - New York, NY
In this role, the selected candidate will work closely with the CNR Chief Compliance Officer to oversee the CNR Rule 206(4)-7 investment adviser compliance program and to assist with overseeing the City National Rochdale Funds' Rule 38a-1 compliance program.
industry
Financial Services
experience
Less than 5 years

Compliance Analyst

NJ
Coordinate with IT and underwriting areas to achieve efficient implementation of approved products.
industry
Financial Services
experience
5 - 7 years

Compliance Analyst

$60K-$90K - New York, NY
Provide support for regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections.
industry
Staffing & Recruiting
experience
Not Specified

New York, NY
Assisting consultants to manage client accounts Drafting client communications in collaboration with management.
industry
Financial Services
experience
Less than 5 years