In overseeing the Correspondence and Complaints group, ensure that all acknowledgments and responses to correspondence, complaints, inquiries, or requests for information or documentation are completed within the required RESPA and CFPB timelines.
Ensure appropriate segregation of duties and SAP attestation for warehouse operators to ensure operations remain compliant. Lead internal audit process to ensure plant wide QMS and EHS are effective and complied to respective international standards.
Coordinate with the Legal Division and risk management groups to maintain a comprehensive view of securitization arrangements governed by master trust agreements or similar arrangements across Freddie Mac and to document and periodically assess and monitor compliance risk.
Directs the development, design and implementation of complex long-term security operations processes and technologies worldwide for Concur Technologies. including security controls, protocols and practices in conjunction and collaboration with other security representatives throughout the company
The Director of Operations for Operational Compliance and Project Governance is responsible for the creation, implementation and enforcement of TIO operational policies and procedures across the Elsevier Technology Organization.
Responsible for keeping company provided services in compliance with IRS and DOL requirements for the establishment, administration and termination of qualified retirement plans, specifically Defined Contribution plans.
Provide technical tax and accounting advice in implementing technology advancement for the tax department and GSKs business units. Build and maintain close working relationships across various corporate and business functions to help facilitate timely and accurate tax filings and execution of tax strategy.
Plan and lead GCP and GLP compliance audits (international and domestic), including clinical investigator sites, contract clinical laboratories and CROs; to determine compliance status and identify compliance risks.
Ensure compliance with all DEA controlled substance requirements Manages, tracks, and trends customer complaints Tracks and trend all site commitments Leads Quality Risk Management and Compliance Excellence programs Facilitates Site Quality Council.
Lead the activities of the Payment Services Modeling and Analytics Team in the development, management, maintenance, reporting and oversight of the Partner Risk Scoring model and the comprehensive Payment Services AML transaction monitoring system, which is comprised of three additional Tier 1 models: the DN/DCI Transaction Monitoring model, the Pulse Transaction Monitoring model, and the Commercial Payments Transaction Monitoring model.
The Compliance Director, is responsible for partnering with management to provide continual regulatory risk monitoring and oversight of a corporate compliance program to include compliance policies and procedures, compliance training, audits, internal investigations, etc.