Job Market Guide: Compliance Specialist jobs in NY

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Specialists in NY. Compliance Specialists in NY have between ${} and ${} years of experience, averaging $${} years of experience.

16 Compliance Specialist jobs in NY

New York, NY
In this role, you will update relevant policies to ensure they reflect regulatory requirements for enterprise area of coverage.
industry
Financial Services
experience
5 - 7 years

Albany, NY
In this role, the selected candidate will understand Contract Documents including Drawings, Specifications and Contracts and provide technical assistance and recommendations for action.
industry
Business Services
experience
Not Specified

New York, NY
In this role, you will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

Rensselaer, NY
In this role, the selected candidate will ensure that all activities related to the investigation and resolutions of non-conformities are performed in a timely manner and in compliance with company procedures and regulatory requirements.
industry
Biotech/Pharma
experience
5 - 7 years

Compliance Specialist

New York, NY
In this role, you will be responsible for providing enterprise wide oversight of specific laws, rules, regulations, and regulatory guidance, such as those related to Regulation W and/or Regulations B, D, U, X, through the identification, escalation and timely mitigation of compliance risks in alignment with the Compliance Risk Management (CRM) Program and the Global Compliance Enterprise Policy (GC Policy).
industry
Financial Services
experience
5 - 7 years

Merrick, NY
In this role, you will be responsible for organizing functions and activities related to environmental management and water quality for assigned facility.
industry
Engineering Services
experience
Less than 5 years

Compliance Specialist

New York, NY
In this role, the selected candidate will work closely with department Compliance Liaison or other department staff to ensure timely medical record reviews, reporting and corrective actions.
industry
Education
experience
Less than 5 years

Compliance Specialist

New York, NY
In this role, the selected candidate will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

$110K - New York, NY
In this role, the selected candidate will work closely with ETF traders, portfolio managers and members of the Legal and Risk Management Departments to appropriately manage pre-trade alerts in the Order Management System (Charles River).
industry
Financial Services
experience
Not Specified

New York, NY
In this position, you will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

$90K - Yonkers, NY
In this role, the selected candidate will be responsible for coordinating and performing all pre-delegation and annual due diligence audits and monitoring of delegated activities to ensure compliance with National Committee for Quality Assurance (NCQA), URAC, contractual agreements, and State and Federal requirements.
industry
Misc. Healthcare
experience
Less than 5 years

Rockville Centre, NY
In this role, you will maintain abreast of compliance issues and regulations related to the healthcare industry.
industry
Business Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate will identify compliance training needs and inspect Front Line Unit/Control Function (FLU/CF) and third party participation for enterprise area of coverage.
industry
Financial Services
experience
Less than 5 years

New York, NY
The selected candidate will support senior leaders in driving a conflicts and conduct management structure that integrates Compliance, the businesses, other support partners (Legal, Risk, HR Supervision).
industry
Financial Services
experience
5 - 7 years

Utica, NY
In this role, you will be responsible for monitor XESs compliance management program to reflect changes in the law, risks and, changes in business, as well as monitoring results, audit findings, complaints, regulatory examinations, actual or threatened litigation, and enforcement actions.
industry
Business Services
experience
5 - 7 years

Rensselaer, NY
In this role, the selected candidate manages/supports revision of CMMS related Standard Operating Procedures, Work Instructions, Risk Assessments, and OJT Task Evaluations.
industry
Biotech/Pharma
experience
5 - 7 years