Job Market Guide: Compliance Specialist jobs in NY

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Specialists in NY. Compliance Specialists in NY have between ${} and ${} years of experience, averaging $${} years of experience.

23 Compliance Specialist jobs in NY

New York, NY
In this role, you will be responsible for providing enterprise wide oversight of the Volcker Rule through the identification, escalation and timely mitigation of compliance risks.
industry
Financial Services
experience
5 - 7 years

Corning, NY
In this position, you will oversee existing environmental personnel / staff for implementation of various environmental programs, including the implementation and the sustainability of facility environmental management systems (ISO 14001 systems).
industry
Business Services
experience
11 - 15 years

Albany, NY
In this role, the selected candidate will understand Contract Documents including Drawings, Specifications and Contracts and provide technical assistance and recommendations for action.
industry
Business Services
experience
Not Specified

Rensselaer, NY
The Associate Quality Systems Specialist provides oversight of Quality Management System (QMS) implementation and use. The main objective is to ensure good health of the system through the monitoring of process performance, reviewing records, reporting metrics, and leading or participating continuous improvement initiatives.
industry
Biotech/Pharma
experience
Less than 5 years

Oceanside, NY
Searching for an Coding Compliance Specialist.
industry
Financial Services
experience
5 - 7 years

Compliance Specialist

New York, NY
In this role, the selected candidate will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

New York, NY
The candidate will interact daily with investment banking, capital markets, global markets, research, and other LOB's and supporting groups. Additionally, close interaction with other Global Control Room staff as well as with product counsel and compliance is required.
industry
Financial Services
experience
5 - 7 years

New York, NY
This compliance officer will work closely with the line of business to provide this ongoing product and platform management, including participation in governance committees and working groups.
industry
Financial Services
experience
5 - 7 years

Rensselaer, NY
Ensures that all activities related to the investigation and resolutions of non - conformities are performed in a timely manner and in compliance with company procedures and regulatory requirements.
industry
Biotech/Pharma
experience
5 - 7 years

Rensselaer, NY
Coordinate and maintain all cGMP compliance aspects of Procurement operations, including overseeing day-to-day operations under the direction and guidance of Procurement Management.
industry
Biotech/Pharma
experience
5 - 7 years

Compliance Specialist

New York, NY
In this role, you will be responsible for providing enterprise wide oversight of specific laws, rules, regulations, and regulatory guidance, such as those related to Regulation W and/or Regulations B, D, U, X, through the identification, escalation and timely mitigation of compliance risks in alignment with the Compliance Risk Management (CRM) Program and the Global Compliance Enterprise Policy (GC Policy).
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, you will update relevant policies to ensure they reflect regulatory requirements for enterprise area of coverage.
industry
Financial Services
experience
5 - 7 years

Rensselaer, NY
In this role, the selected candidate will ensure that all activities related to the investigation and resolutions of non-conformities are performed in a timely manner and in compliance with company procedures and regulatory requirements.
industry
Biotech/Pharma
experience
5 - 7 years

New York, NY
In this position, you will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

$90K - Yonkers, NY
In this role, the selected candidate will be responsible for coordinating and performing all pre-delegation and annual due diligence audits and monitoring of delegated activities to ensure compliance with National Committee for Quality Assurance (NCQA), URAC, contractual agreements, and State and Federal requirements.
industry
Misc. Healthcare
experience
Less than 5 years

Buffalo, NY
Maintain and proactively develop an understanding of State, Federal and Self-Regulatory Organization (SRO) regulations and laws as well as internal processes used to ensure compliance with those regulations and laws determined to be applicable to the business unit.
industry
Financial Services
experience
5 - 7 years

Rensselaer, NY
In this role, the selected candidate manages/supports revision of CMMS related Standard Operating Procedures, Work Instructions, Risk Assessments, and OJT Task Evaluations.
industry
Biotech/Pharma
experience
5 - 7 years

New York, NY
In this role, the selected candidate will identify compliance training needs and inspect Front Line Unit/Control Function (FLU/CF) and third party participation for enterprise area of coverage.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate will provide MSG and GWIM personnel with advice and guidance for complying with banking and securities laws and regulations.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, you will inspect that commitments made regarding actions in response to Matters Requiring Attention (MRAs) and other actions are completed for FLU/CF.
industry
Financial Services
experience
5 - 7 years

Rensselaer, NY
In this role, the selected candidate will coordinate, support and proactively maintain all Procurement cGMP procedures, documentation and training related to SOP and Work Instructions.
industry
Biotech/Pharma
experience
5 - 7 years

Rensselaer, NY
In this role, the selected candidate will ensure cGMP compliance for the Rensselaer Facilities Management Department.
industry
Biotech/Pharma
experience
Less than 5 years