Job Market Guide: Compliance Officer jobs in NY

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in NY. Compliance Officers in NY have between ${} and ${} years of experience, averaging $${} years of experience.

76 Compliance Officer jobs in NY

New York, NY
Ensure that new compliance policies and changes to existing policies are promptly and clearly communicated to applicable business units and functions through the issuance of Compliance Advisories or through other communications;
industry
Financial Services
experience
5 - 7 years

$70K - $90K - New York, NY
Conduct screening and investigations to uncover adverse media, OFAC sanctions risk and/or politically exposed persons (PEP); assist in the tracking metrics for new investor, high-risk investors and foreign PEPs.
industry
Financial Services
experience
Less than 5 years

New York, NY
Focus on compliance best practices with respect to governance, industry initiatives, and effective supervision. Be responsible for enhancing the Firms governance and policy framework to promote compliance awareness and encourage issue escalation.
industry
Financial Services
experience
8 - 10 years

New York, NY
The Compliance Manager will partner closely with Service Delivery ( including management, and risk and operational personnel ) in a consultative and advisory capacity.
industry
Financial Services
experience
11 - 15 years

$70K - $90K - New York, NY
Identify enhancements to the employee trade surveillance compliance program; review transaction alerts, employee trading activity, firm trading and market activities.
industry
Financial Services
experience
Less than 5 years

New York, NY
Write and / or review technical specification documentation which may include architecture design, interfaces design, data modelling, dataflow diagramming, screen design, workflow analysis, etc.
industry
Financial Services
experience
8 - 10 years

New York, NY
Support the Global Chief Matrix Officer and senior members of the Compliance Department by managing and supporting Compliance activities across the department, with limited supervision.
industry
Business Intelligence
experience
8 - 10 years

New York, NY
This Business Analyst will own the technical understanding of the existing and future database schema and related programs used across all products and business lines.
industry
Financial Services
experience
Less than 5 years

New York, NY
looking for someone with Compliance technology mostly for surveillance audits, as opposed to new development or ongoing systems.
industry
IT Consulting/Services
experience
Not Specified

$250K - $375K - New York City, NY
Maintain and enhance an enterprise-wide BSA/AML/OFAC/CTR risk management framework that incorporates risk assessment, control design, training, monitoring, testing, and reporting of BSA/AML/OFAC/CTR matters.
industry
Financial Services
experience
11 - 15 years

Brooklyn, NY
Manage a project team tasked with defining and ensuring implementation of established objectives.
industry
Financial Services
experience
5 - 7 years

Compliance Officer

New York, NY
Assist with development and delivery of Financial Crime Risks training programs to company employees. Occasionally provide one-on-one Financial Crimes Risk program training.
industry
Insurance
experience
5 - 7 years

New York, NY
As a Consultant with Resources Global Professionals you will have the ability to play an instrumental role in assisting clients in a variety of challenging projects.
industry
Business Services
experience
8 - 10 years

New York, NY
Assist with the completion of manual reviews, as needed such as the DDA review
industry
Financial Services
experience
Less than 5 years

New York, NY
Responsible for recruitment of Physicians, Nurse Practitioners and collaboration with Medical Director to ensure timely credentialing of medical staff.
industry
Business Services
experience
11 - 15 years

New York City, NY
Strong risk assessment, analytical, decision making, interpersonal, presentation, and written/verbal communication skills.
industry
Financial Services
experience
5 - 7 years

New York, NY
This role within the Core Compliance team is responsible for managing NAWs compliance policies, procedures and reporting. This entails oversight of the NAW compliance intranet site and the official repository of compliance policies and procedures.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, the selected candidate must have a hands-on experience in developing, implementing and executing risk-based compliance tests or audits.
industry
Business Services
experience
8 - 10 years

Compliance Officer

New York, NY
Provide annual Compliance update, as well as quarterly updates of any requisite Compliance event, to the Audit Committee; work with Learning & Development Team to develop training programs and internal tracking procedures.
industry
Advertising & Marketing Services
experience
8 - 10 years

New York, NY
In this role, the selected candidate must have the ability to multi-task and demonstrate a sense of urgency.
industry
Business Services
experience
5 - 7 years

New York, NY
As a Consultant with the company, you will have the ability to play an instrumental role in assisting clients with a variety of challenging projects.
industry
Business Services
experience
5 - 7 years

New York, NY
Analyzes internal and external information to gain additional intelligence regarding emerging risk.
industry
Financial Services
experience
Less than 5 years

Syracuse, NY
Managing compliance-related functions for AXA Distributors headquarters staff and wholesalers, including FINRA registration and insurance licensing, firm and regulatory elements, initial and ongoing compliance training, outside business activity tracking, as well as outside securities activity tracking and account review, customer complaints and regulatory inquiries, and updating the compliance manual and supervisory procedures manual.
industry
Financial Services
experience
5 - 7 years

Long Island City, NY
Strong risk assessment, analytical, decision making, interpersonal, presentation, and written/verbal communication skills.
industry
Financial Services
experience
5 - 7 years

$90K - $110K - New York, NY
7 or more years of full-time experience in compliance, audit, legal, finance or risk management.
industry
Financial Services
experience
8 - 10 years