Job Market Guide: Compliance Officer jobs in NY

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in NY. Compliance Officers in NY have between ${} and ${} years of experience, averaging $${} years of experience.

82 Compliance Officer jobs in NY

New York, NY
As a Consultant with Resources Global Professionals you will have the ability to play an instrumental role in assisting clients in a variety of challenging projects.
industry
Business Services
experience
8 - 10 years

New York, NY
Participate in financial services regulatory compliance assessment and authorization relevant discussions with AWS teams. This includes synthesizing control requirements, and recommending and pursuing alternative approaches assisting customers in developing compliance roadmaps.
industry
Internet Services
experience
5 - 7 years

$100K - New York, NY
The Business Development professional will be responsible for both originating new business opportunities and managing existing relationships within the firms practice area.
industry
Financial Services
experience
Not Specified

Syracuse, NY
Provide oversight to our co-location team ensuring the point of contact role is effectively coordinating external audit request.
industry
Consulting
experience
Less than 5 years

New York, NY
The primary functions of the position will be preparing federal and state income / franchise tax returns and provision for a number of company entities.
industry
Financial Services
experience
Less than 5 years

Compliance Analyst

$75K-$100K - New York, NY
In this role, the Compliance Analyst will work closely with a team of attorneys and compliance professionals to help ensure that the firms business activities are conducted in strict accordance with regulatory requirements.
industry
Staffing & Recruiting
experience
Less than 5 years

Compliance Analyst CNR

Compensation Estimate

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$50K to $83K - New York, NY
In this role, the selected candidate will work closely with the CNR Chief Compliance Officer to oversee the CNR Rule 206(4)-7 investment adviser compliance program and to assist with overseeing the City National Rochdale Funds' Rule 38a-1 compliance program.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate must have a hands-on experience in developing, implementing and executing risk-based compliance tests or audits.
industry
Business Services
experience
8 - 10 years

CLO Compliance Analyst

New York City, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

New York, NY
Work with Human Resources Department in on - boarding new employees as it relates to any political activities they are / were involved in.
industry
IT Consulting/Services
experience
Less than 5 years

$75K - $125K - New York, NY
In this role, the selected candidate will help develop, draft and execute policies and procedures that are designed to detect and prevent violations of the federal securities laws and mitigate various types of risk, including compliance and operational risk.
industry
Staffing & Recruiting
experience
5 - 7 years

Syracuse, NY
The Environmental Compliance Coordinator will assist in reviewing operational activities and collaborating with other University departments/divisions and contractors to identify regulatory requirements and provide recommendations regarding appropriate actions.
industry
Education
experience
5 - 7 years

CLO Compliance Analyst

New York, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

$75K - $120K - New York, NY
In this role, the selected candidate will be responsible for reviewing employee communications, expense reports, client records and other firm data to ensure adherence with the company's Code of Ethics.
industry
Staffing & Recruiting
experience
Less than 5 years

$110K - $170K - New York, NY
The successful candidate must have outstanding communication skills, an ability to anticipate and deliver on the needs of a fast-paced and innovative business, and the flexibility to simultaneously manage a wide range of projects.
industry
Financial Services
experience
5 - 7 years

Compliance Associate

$70K - $90K - New York, NY
In this role, the selected candidate will assist with conducting reviews, testing, and monitoring of compliance policies and procedures; monitor and maintain certain compliance processes.
industry
Staffing & Recruiting
experience
Less than 5 years

Buffalo, NY
Proven capabilities/competencies in hazardous waste management, hazard risk assessments and compliance reporting at manufacturing facilities.
industry
Manufacturing / Diversified
experience
5 - 7 years

New York, NY
As a Consultant with the company, you will have the ability to play an instrumental role in assisting clients with a variety of challenging projects.
industry
Business Services
experience
5 - 7 years

Compliance Officer II

New York, NY
Assist in review of compliance reports, questionnaires, certifications and other documents received from Service Providers.
industry
Financial Services
experience
Less than 5 years

$50K - $100K - New York, NY
Analyzing the effect of new business initiatives and investment products on the compliance program; supporting the drafting and maintenance of compliance policies and procedures and assisting in the development of regulatory reporting and regulatory filings.
industry
Staffing & Recruiting
experience
Less than 5 years

New York, NY
Prepare/review federal and state income/franchise tax returns (separate/ combined/unitary) and extensions/quarterly estimate tax payments.
industry
Financial Services
experience
Less than 5 years

Waterford, NY
The IT Governance and Compliance Analyst will plan, perform, monitor and report on components in regards to IT compliance and governance.
industry
Manufacturing / Diversified
experience
5 - 7 years

New York, NY
In this role, the selected candidate must have the ability to multi-task and demonstrate a sense of urgency.
industry
Business Services
experience
5 - 7 years