Job Market Guide: Compliance Officer jobs in NY

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in NY. Compliance Officers in NY have between ${} and ${} years of experience, averaging $${} years of experience.

79 Compliance Officer jobs in NY

New York, NY
In this role, the selected candidate must have the ability to multi-task and demonstrate a sense of urgency.
industry
Business Services
experience
5 - 7 years

New York, NY
As a Consultant with the company, you will have the ability to play an instrumental role in assisting clients with a variety of challenging projects.
industry
Business Services
experience
5 - 7 years

New York, NY
Formulates plans, processes and timetables to conduct an accurate, complete and thorough investigation in a confidential manner in accordance with regulatory requirements and within specified timeframes.
industry
Social Services
experience
Less than 5 years

Rochester, NY
Apply complex regulations in a practical manner to facilitate business operations within our international segment, using a high level of integrity and discretion in all activities.
industry
Business Services
experience
Less than 5 years

New York, NY
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

$60K - $70K - Garden City, NY
In this role, the selected candidate will provide day-to-day support in the maintenance of the Firms compliance program, including but not limited to: monitoring of employee personal trading and electronic communications; preparation, distribution, collection and analysis of employee disclosure forms.
industry
Real Estate
experience
Less than 5 years

New York, NY
Identify potential areas of compliance vulnerability and risk and aids in development and implementation of corrective action plans for resolution of such vulnerabilities.
industry
Consulting
experience
5 - 7 years

New York, NY
Assist the AWS Security Assurance team in determining the strategic direction of the various AWS compliance programs based on customer interaction and demonstrative metrics.
industry
Internet Services
experience
5 - 7 years

$80K - New York, NY
In this role, the selected candidate will identify regulatory trends and developments, advise the business on how such trends and developments may impact their current activities, and work with the business to implement any required changes to current policy or practices.
industry
Financial Services
experience
Less than 5 years

Compliance Officer

$80K - $120K - New York, NY
The CO will make recommendations to the company regarding interpretation and implementation of policies, procedures and processes to address federal and state regulatory compliance issues and set them to the highest standards.
industry
Financial Services
experience
5 - 7 years

Compliance Analyst CNR

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$50K to $83K - New York, NY
In this role, the selected candidate will work closely with the CNR Chief Compliance Officer to oversee the CNR Rule 206(4)-7 investment adviser compliance program and to assist with overseeing the City National Rochdale Funds' Rule 38a-1 compliance program.
industry
Financial Services
experience
Less than 5 years

Rochester, NY
Responsible for directing and managing complex international sales orders from time of booking through to payment. Responsible for determining if the internal organization can meet customer requirements.
industry
Business Services
experience
8 - 10 years

Compliance Associate

$50K - $70K - Garden City, NY
In this role, you will provide day-to-day support in the maintenance of the Firms compliance program, including but not limited to: monitoring of employee personal trading and electronic communications; preparation, distribution, collection and analysis of employee disclosure forms; organization and maintenance all required books and records; and IARD maintenance.
industry
Real Estate
experience
Less than 5 years

EAC Compliance Analyst

New York, NY
The Enterprise Area of Coverage (EAC) Compliance Analyst, under close supervision, assists a team responsible for providing enterprise wide coverage of specific laws, rules, regulations, and regulatory guidance, such as those related to SCRA (Service Member Civil Relief Act), Privacy and Registration and Licensing.
industry
Financial Services
experience
Less than 5 years

$75K - $125K - New York, NY
In this role, the selected candidate will help develop, draft and execute policies and procedures that are designed to detect and prevent violations of the federal securities laws and mitigate various types of risk, including compliance and operational risk.
industry
Staffing & Recruiting
experience
5 - 7 years

Compliance Officer

$80K - $120K - New York, NY
The CO will make recommendations to the company regarding interpretation and implementation of policies, procedures and processes to address federal and state regulatory compliance issues and set them to the highest standards.
industry
Financial Services
experience
5 - 7 years

Compliance Officer

New York, NY
Serves as a member of the assigned divisions Donations Committee to monitor that donation requests are appropriate and within FMCNA policy.
industry
Healthcare IT
experience
8 - 10 years

Albany, NY
As the Technology Compliance Analyst, you will be asked to assist the organization in maintaining, updating and filing proper documentation for service offerings and compliance initiatives.
industry
Business Services
experience
Less than 5 years

New York, NY
As a Consultant with Resources Global Professionals you will have the ability to play an instrumental role in assisting clients in a variety of challenging projects.
industry
Business Services
experience
8 - 10 years

$110K - $170K - New York, NY
The successful candidate must have outstanding communication skills, an ability to anticipate and deliver on the needs of a fast-paced and innovative business, and the flexibility to simultaneously manage a wide range of projects.
industry
Financial Services
experience
5 - 7 years

CLO Compliance Analyst

New York, NY
The Compliance Team specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, the selected candidate must have a hands-on experience in developing, implementing and executing risk-based compliance tests or audits.
industry
Business Services
experience
8 - 10 years

Compliance Analyst

$60K - $80K - Albany, NY
In this role, the selected candidate will answer phone and email inquiries concerning audit requirements; organize project work into client presentations outlining findings and recommendations.
industry
Healthcare IT
experience
5 - 7 years

$110K - $150K - New York, NY
Providing subject matter expertise in Financial Crimes & Compliance regulations and banking industry best practices; supporting the license sales reps during sales cycles.
industry
Software
experience
8 - 10 years

Compliance Auditor

Brooklyn, NY
The compliance auditor works with the regulatory compliance department team to ensure health plan compliance.
industry
Healthcare IT
experience
5 - 7 years