In this role, you will act as the compliance representative and provide compliance related guidance on assigned Bank projects (i.e., new products/services, system conversions, due diligence reviews, acquisition teams).
In this role, the Regulatory and Compliance Project Manager will be responsible for managing all aspects of regulatory reporting and data submission for various lines of business, including MLTC, FIDA, SNP and MAP.
In this role, the selected candidate will organize project meetings, establishes working or steering groups and governance boards where appropriate for size of project; deliver projects that meet the business objectives within scope and schedule.
The Compliance Manager is responsible for engaging in activities to contribute to the independent compliance oversight of Front Line Unit (FLU) and Control Function (CF) performance and any related third party/vendor relationships in alignment with the Compliance Risk Management (CRM) Program and the Global Compliance Enterprise Policy (GC Policy).
In this role, the selected candidate will be responsible for interacting with FIC/BRM employees, desk managers and supervisors to address escalations and ensure adherence to the overall supervisory program as a first line of defense.
As a member of the Bessemer Compliance Group, this individual will report directly to the firms Director of Investment Management Compliance (RIA and Mutual Fund CCO) and be part of a team that is responsible for administering the compliance programs for the firms proprietary mutual funds with AUM in excess of $30 billion USD, their investment adviser Bessemer Investment Management, LLC, and other related investment management activities of Bessemer Trust.
In this role, the selected candidate will provide U.S. Trust and other Global Wealth and Investment Management (GWIM) personnel with advice and guidance for complying with banking and trust laws and regulations.
In this role, the selected candidate will assist the Compliance Executive in maintaining and communicating regulatory changes, advising and directing business leaders to ensure that regulatory requirements are addressed in their respective procedures and controls so that their day to day activities operate in a compliant manner.