Job Market Guide: Compliance Manager jobs in NY

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Managers in NY. Compliance Managers in NY have between ${} and ${} years of experience, averaging $${} years of experience.

53 Compliance Manager jobs in NY

Westbury, NY
In this role, you will accountable to maintain sarbanes-oxley compliance and adhere to internal control policies and procedures.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, the successful candidate will manage oversight for all technical accounting matters for the Diamond, Jewelry & Gemstones Supply organization.
industry
Consumer Goods / Miscellaneous
experience
8 - 10 years

--- - Manhattan, NY
In this position, you will perform compliance research and regulatory analysis to monitor Medicare/Medicaid statutes and regulations.
industry
Patient Care
experience
5 - 7 years

$90K - $170K - New York, NY
In this role, you will participate in discussions and analysis related to new rules and regulations impacting customers.
industry
Financial Services
experience
11 - 15 years

New York, NY
In this role, you will act as the primary subject matter expert on data protection regulatory requirements to stakeholder groups across the business areas and the Legal, Risk and Compliance teams.
industry
Financial Services
experience
8 - 10 years

Westbury, NY
In this role, you will act as the compliance representative and provide compliance related guidance on assigned Bank projects (i.e., new products/services, system conversions, due diligence reviews, acquisition teams).
industry
Financial Services
experience
5 - 7 years

$80K - $100K - Bronx, NY
In this role, the Regulatory and Compliance Project Manager will be responsible for managing all aspects of regulatory reporting and data submission for various lines of business, including MLTC, FIDA, SNP and MAP.
industry
Staffing & Recruiting
experience
Less than 5 years

Waterford, NY
In this role, you will be responsible to participate in the development and monitoring of KPIs in the areas of IT governance, compliance and security.
industry
Business Services
experience
8 - 10 years

$100K-$175K - New York, NY
The primary objective of this position is to develop related project scope documents, plans, budgets and timeframes as appropriate.
industry
Staffing & Recruiting
experience
8 - 10 years

Compliance Manager

Melville, NY
In this role, the selected candidate will track and interpret new and changing compliance requirements and analyze their impact on existing practices and policies.
industry
Staffing & Recruiting
experience
8 - 10 years

New York, NY
In this role, the selected candidate will evaluate client's business processes to pre and post trade compliance, exceptions management, hypothetical analysis, and historical compliance.
industry
Staffing & Recruiting
experience
5 - 7 years

New York, NY
In this role, the selected candidate will organize project meetings, establishes working or steering groups and governance boards where appropriate for size of project; deliver projects that meet the business objectives within scope and schedule.
industry
Business Services
experience
5 - 7 years

Compliance Manager

$130K - $160K - New York, NY
In this role, you will develop strategies which evaluate and enhance compliance and privacy performance through risk assessment and monitoring activities.
industry
Staffing & Recruiting
experience
Not Specified

NY
In this role, you will maintain a high-level of activity with cold calls, and self-generated meetings set to ensure success in this faster paced, higher unit, hunter sales role.
industry
Business Services
experience
5 - 7 years

Compliance Manager

New York, NY
The Compliance Manager is responsible for engaging in activities to contribute to the independent compliance oversight of Front Line Unit (FLU) and Control Function (CF) performance and any related third party/vendor relationships in alignment with the Compliance Risk Management (CRM) Program and the Global Compliance Enterprise Policy (GC Policy).
industry
Financial Services
experience
11 - 15 years

$50K - $70K - New York, NY
In this role, the selected candidate will be responsible for interacting with FIC/BRM employees, desk managers and supervisors to address escalations and ensure adherence to the overall supervisory program as a first line of defense.
industry
Financial Services
experience
Less than 5 years

$110K - $120K - New York, NY
In this role, the selected candidate will be advising on and reviewing firm marketing and advertising materials for compliance with the Advisers Act and other applicable regulatory requirements.
industry
Financial Services
experience
8 - 10 years

LAKE, NY
In this role, you will collaborate with R&D, QA and Ops to develop review program for product fill levels to assist with net weight declaration as per the Fair Packaging and Labeling Act.
industry
Food & Beverage
experience
5 - 7 years

New York, NY
As a member of the Bessemer Compliance Group, this individual will report directly to the firms Director of Investment Management Compliance (RIA and Mutual Fund CCO) and be part of a team that is responsible for administering the compliance programs for the firms proprietary mutual funds with AUM in excess of $30 billion USD, their investment adviser Bessemer Investment Management, LLC, and other related investment management activities of Bessemer Trust.
industry
Financial Services
experience
5 - 7 years

New York, NY
In this role, the selected candidate will provide U.S. Trust and other Global Wealth and Investment Management (GWIM) personnel with advice and guidance for complying with banking and trust laws and regulations.
industry
Financial Services
experience
8 - 10 years

Compliance Manager

New York, NY
This role exercises judgment and influence, and may constructively challenge FLU and CF leaders to support the CRM Program objectives, balancing business strategy with appropriate controls.
industry
Financial Services
experience
8 - 10 years

New York, NY
In this role, you will oversee product concept/claims evaluation, product brief approval and copy development.
industry
Business Services
experience
8 - 10 years

Compliance Manager

New York, NY
In this role, the selected candidate will assist the Compliance Executive in maintaining and communicating regulatory changes, advising and directing business leaders to ensure that regulatory requirements are addressed in their respective procedures and controls so that their day to day activities operate in a compliant manner.
industry
Financial Services
experience
8 - 10 years