Assist the Compliance Executive in maintaining and communicating regulatory changes, advising and directing business leaders to ensure that regulatory requirements are addressed in their respective procedures and controls so that their day to day activities operate in a compliant manner.
The Compliance Executive is responsible for leadership and execution of the Compliance Risk Management (CRM) Program by engaging with business leaders to understand strategy and direction and independently advising those leaders on how to deliver that strategy while effectively managing compliance risk.
This position is responsible for planning and executing various financial, compliance, and operational audits in accordance with accepted professional standards in order to determine compliance with institutional policies and procedures and adherence to applicable laws and regulations.
This position is responsible for coordinating with the Director, Compliance on the daily activities associated with the Divisions compliance with the Americans with Disabilities Act (ADA), NYCTs Language Assistance Plan as governed by the Federal Transit Administrations (FTAs) Title VI Act of 1964 and NYCT policies and procedures.
Manage the SOX compliance calendar, controls execution schedule and technology audit checklists, programs and/or guidelines; work with local IT Directors to ensure all Sarbanes-Oxley control documentation is up-to-date and accurate for all IT areas.
The ideal candidate will have extensive experience in implementing EHS programs and management systems for a multinational company with expert level knowledge and experience in at least one EHS discipline.
Development, maintenance, and enhancement of Compliance Monitoring and Test Programs for key Compliance Risks and Legal Obligations including serving as a primary interface with Subject Matter Experts.
In this role, the Regulatory and Compliance Project Manager will be responsible for managing all aspects of regulatory reporting and data submission for various lines of business, including MLTC, FIDA, SNP and MAP.