Job Market Guide: Compliance Analyst jobs in NY

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Analysts in NY. Compliance Analysts in NY have between ${} and ${} years of experience, averaging $${} years of experience.

16 Compliance Analyst jobs in NY

EAC Compliance Analyst

New York, NY
The Enterprise Area of Coverage (EAC) Compliance Analyst, under close supervision, assists a team responsible for providing enterprise wide coverage of specific laws, rules, regulations, and regulatory guidance, such as those related to SCRA (Service Member Civil Relief Act), Privacy and Registration and Licensing.
industry
Financial Services
experience
Less than 5 years

New York, NY
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

Albany, NY
The responsibilities of the Compliance Analyst will include conducting random and targeted reviews of Financial Disclosure Statements submitted by Public Officials.
industry
Financial Services
experience
Not Specified

CLO Compliance Analyst

New York, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

Compliance Analyst

$75K-$100K - New York, NY
In this role, the Compliance Analyst will work closely with a team of attorneys and compliance professionals to help ensure that the firms business activities are conducted in strict accordance with regulatory requirements.
industry
Staffing & Recruiting
experience
Less than 5 years

$60K - $70K - Garden City, NY
In this role, the selected candidate will provide day-to-day support in the maintenance of the Firms compliance program, including but not limited to: monitoring of employee personal trading and electronic communications; preparation, distribution, collection and analysis of employee disclosure forms.
industry
Real Estate
experience
Less than 5 years

Compliance Analyst CNR

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$50K to $83K - New York, NY
In this role, the selected candidate will work closely with the CNR Chief Compliance Officer to oversee the CNR Rule 206(4)-7 investment adviser compliance program and to assist with overseeing the City National Rochdale Funds' Rule 38a-1 compliance program.
industry
Financial Services
experience
Less than 5 years

$120K - New York, NY
In this role, the selected candidate will assist BSA/AML Compliance Officer with coordination of regulatory responses for FRBNY and NYDFS during examinations.
industry
Financial Services
experience
5 - 7 years

CLO Compliance Analyst

New York, NY
In this role, the selected candidate will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Not Specified

CLO Compliance Analyst

New York, NY
The Compliance Team specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.
industry
Financial Services
experience
Less than 5 years

CLO Compliance Analyst

New York, NY
In this role, the successful candidate will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

CLO Compliance Analyst

New York, NY
In this role, you will be reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

Compliance Analyst

Melville, NY
Responsible for supporting and managing compliance activities assisting with new compliance projects as directed by compliance management.
industry
Consumer Electronics
experience
Less than 5 years

Compliance Analyst

$60K - $80K - Albany, NY
In this role, the selected candidate will answer phone and email inquiries concerning audit requirements; organize project work into client presentations outlining findings and recommendations.
industry
Healthcare IT
experience
5 - 7 years

Albany, NY
As the Technology Compliance Analyst, you will be asked to assist the organization in maintaining, updating and filing proper documentation for service offerings and compliance initiatives.
industry
Business Services
experience
Less than 5 years

New York, NY
In this role, you will provide advice on compliance, regulatory, policy and reputational issues as well as on new business initiatives and significant business changes affecting the firm.
industry
Business Services
experience
5 - 7 years