Senior Compliance Officer will be responsible for the delivery of the annual enterprise-wide risk assessments reporting directly to Corporate Compliance Group - Director of Risk Assessments & Analysis.
Participate on projects, analyzes processes and controls, and evaluate data quality & use sound judgment to identify issues and outline in-depth action plans; including knowing when to escalate matters.
The role must understand the balance of the impacts of phrases on filtering systems while maintaining Group and local policy and procedures.Act as a liaison for the information flow for sanctions and AML related requests for list management.
The Compliance Testing Analyst II performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations. The individual will provide support to the Compliance Testing Lead in his/her oversight of the Bank's regulatory compliance testing program. The Testing Analyst is responsible for playing a critical role in the execution of the Bank's compliance testing program, reporting on testing results, and performing validation.
Reporting AML review results for all regions (LATAM, Mexico, Japan, APAC and EMEA) to identify trends and areas of emerging risks and communicate analyisis to internal stakeholders to ensure consistency in approach to monitoring and addressing AML emerging risks.
Compliance Testing (CT) is responsible for executing Compliance Testing reviews to evaluate the effectiveness of key controls and processes designed to adhere to requirements related to Anti Money Laundering (AML) regulations and corresponding Citi policies.
In this role, the selected candidate will be leading the business users, IT project teams, and external partners to drive decision making and define requirements for application development, ensuring that business needs are being met.
In this role, you will work closely with business, legal, risk, and audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control environment.
This position will oversee and administer all plant permits, will be responsible for coordinating the required testing, compiling data as required by the monitoring, recordkeeping and reporting requirements, and submitting all reports on time.
Performs Volcker related reviews regarding the ICG or GCG businesses in accordance with corporate methodologies and standards, including drafting of reports, presenting issues to Compliance and the business and discussing practical solutions.
In this role, you will be responsible for developing, implementing, validating, maintaining, supporting computerized systems in order to ensure that operations are implemented and maintained in a compliant state.