The general responsibilities of the Compliance Associate include among other things: drafting and submitting regulatory filings in the U.S. and internationally, tracking the funds portfolio holdings, drafting and implementing compliance policies and procedures in conjunction with the Chief Compliance Officer, coordinating annual compliance re-quirements, compliance testing (including email testing), communicating and coordinating with portfolio companies, and other legal and compliance duties as assigned.
The performance expectations of this position include; acting with a sense of urgency while maintaining high compliance and due diligence, analyzing and determining root causes, thinking and planning strategically, elevating operational issues effectively and fostering positive communication between internal and external business partners.
In this role, you will serve as a resource to office operations with a focus on timely and accurate delivery of benefits and notices to injured workers which will reduce or mitigate penalty and legal claim exposures and other adverse actions.
The Privacy Compliance Analyst manages compliance reporting requirements, develops and maintains the auditing and monitoring process for Apex and other projects as assigned by the Privacy Compliance Manager.
Provide strategic advice on compliance issues that require follow-up or investigation; advise/support internal management and/or key business partners on the implementation and/or remediation of compliance issues.
In this role, the selected candidate will provide continuous corporate-level, administrative management support and interaction with process owners to ensure SOX compliance by identification and design of internal controls to ensure accountability and risk-mitigation in a timely manner.
Accurately determine the tariff numbers, country of origin, Customs descriptions and eligibility for special trade programs for products that import into multiple countries by interpreting applicable rules and regulations.
The successful candidate will also be responsible for deemed export compliance, reviewing foreign national candidates and submitting IVL export license applications to the BIS, and maintaining records for record retention.
Enhance our culture of compliance, build a platform that ensures consumers are protected and lenders can be innovative, and develop a compliance program that combines maximum effectiveness with minimum friction.
The Privacy Compliance Analyst is responsible for working with the BCHO Privacy Officer and UBCP Executive Director to develop implement and maintain the BCHO and UBCP Privacy Compliance Programs, which includes the seven elements of a comprehensive compliance program.
Responsible for leading the day-to-day management of the physical and cyber security of clients operations network, computing assets, applications, and information, drawing upon a high degree of technical competence in the areas of system administration, network engineering, and security operations, policy, and compliance.
As a Compliance Engineer, you will be experienced in FCC and worldwide certification processes of wireless hand-held consumer electronics. You will have familiarity with wireless radio technology ranging from BT to LTE.