Job Market Guide: Compliance Officer jobs in Monterey-Salinas

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Monterey-Salinas. Compliance Officers in Monterey-Salinas have between ${} and ${} years of experience, averaging $${} years of experience.

29 Compliance Officer jobs in Monterey-Salinas

$100K - San Francisco, CA
The general responsibilities of the Compliance Associate include among other things: drafting and submitting regulatory filings in the U.S. and internationally, tracking the funds portfolio holdings, drafting and implementing compliance policies and procedures in conjunction with the Chief Compliance Officer, coordinating annual compliance re-quirements, compliance testing (including email testing), communicating and coordinating with portfolio companies, and other legal and compliance duties as assigned.
industry
Financial Services
experience
Less than 5 years

Richmond, CA
The performance expectations of this position include; acting with a sense of urgency while maintaining high compliance and due diligence, analyzing and determining root causes, thinking and planning strategically, elevating operational issues effectively and fostering positive communication between internal and external business partners.
industry
Business Services
experience
5 - 7 years

$90K - $130K - San Francisco, CA
The Compliance and Legal department is small so the Compliance Analyst will be involved in an array of important matters.
industry
Financial Services
experience
Less than 5 years

San Francisco, CA
Maintain a thorough understanding of our platform and its supporting infrastructure and processes, as well as how our compliance obligations apply to that environment.
industry
Internet Services
experience
5 - 7 years

Oakland, CA
In this role, you will serve as a resource to office operations with a focus on timely and accurate delivery of benefits and notices to injured workers which will reduce or mitigate penalty and legal claim exposures and other adverse actions.
industry
Insurance
experience
5 - 7 years

Sunnyvale, CA
In this role, the selected candidate will work with local labs, consultants and directly with in-country certification bodies to achieve worldwide RF and safety certifications.
industry
Business Services
experience
8 - 10 years

San Francisco, CA
The Privacy Compliance Analyst manages compliance reporting requirements, develops and maintains the auditing and monitoring process for Apex and other projects as assigned by the Privacy Compliance Manager.
industry
Business Services
experience
Less than 5 years

Compliance Champion

Berkeley, CA
Provide strategic advice on compliance issues that require follow-up or investigation; advise/support internal management and/or key business partners on the implementation and/or remediation of compliance issues.
industry
Market Research
experience
15+ years

Watsonville, CA
In this role, the selected candidate will provide continuous corporate-level, administrative management support and interaction with process owners to ensure SOX compliance by identification and design of internal controls to ensure accountability and risk-mitigation in a timely manner.
industry
Construction
experience
Not Specified

Compliance Engineer

Palo Alto, CA
You will create test plans, execute tests and manage NRTLs to ensure the successful completion of products in line with their program schedules.
industry
Automotive
experience
Less than 5 years

Menlo Park, CA
Develop security design standards and practices and enforce the standards are consistently applied throughout development of products.
industry
Internet Services
experience
8 - 10 years

Richmond, CA
Accurately determine the tariff numbers, country of origin, Customs descriptions and eligibility for special trade programs for products that import into multiple countries by interpreting applicable rules and regulations.
industry
Business Services
experience
5 - 7 years

Santa Clara, CA
The successful candidate will also be responsible for deemed export compliance, reviewing foreign national candidates and submitting IVL export license applications to the BIS, and maintaining records for record retention.
industry
Engineering Services
experience
Not Specified

San Jose, CA
In this role, you will be responsible for conducting Wage and Hour audits to identify potential areas of risk and develop solutions and action plans.
industry
Legal Services
experience
Less than 5 years

San Francisco, CA
Enhance our culture of compliance, build a platform that ensures consumers are protected and lenders can be innovative, and develop a compliance program that combines maximum effectiveness with minimum friction.
industry
Engineering Services
experience
5 - 7 years

Sunnyvale, CA
Provide support to the audit team during audits and inspections, help with audit preparation, hosting, front/back room support.
industry
Patient Care
experience
5 - 7 years

Compliance Officer

Morgan Hill, CA
Someone comfortable with writing and reviewing compliance policy, train and communicate proper methods, and assist in day to day operational tasks.
industry
Financial Services
experience
8 - 10 years

Counsel - Compliance

FOSTER CITY, CA
The attorney will provide guidance to global teams on complex compliance issues and coordinate with business teams to ensure new products and business models adhere to applicable requirements.
industry
Consulting
experience
8 - 10 years

Compliance Analyst

San Ramon, CA
This role assists with audit preparation tasks and supports the Global Fueling Terminals PCN IT Infrastructure roadmap and assists with deployment and implementation of new technologies.
industry
IT Consulting/Services
experience
5 - 7 years

Oakland, CA
The Privacy Compliance Analyst is responsible for working with the BCHO Privacy Officer and UBCP Executive Director to develop implement and maintain the BCHO and UBCP Privacy Compliance Programs, which includes the seven elements of a comprehensive compliance program.
industry
Healthcare IT
experience
Less than 5 years

Pittsburg, CA
Responsible for leading the day-to-day management of the physical and cyber security of clients operations network, computing assets, applications, and information, drawing upon a high degree of technical competence in the areas of system administration, network engineering, and security operations, policy, and compliance.
industry
Energy / Alternative
experience
5 - 7 years

Compliance Engineer

Sunnyvale, CA
As a Compliance Engineer, you will be experienced in FCC and worldwide certification processes of wireless hand-held consumer electronics. You will have familiarity with wireless radio technology ranging from BT to LTE.
industry
Internet Services
experience
Less than 5 years