Establish internal controls and ensure internal controls, reporting and systems documentation complies with the Company's Compliance Programs. Internal control processes must be consistent with the interrelated components of internal controls as defined under COSO Framework.
Ensure testing and monitoring coverage across the life cycle for LOBs in-scope for the Equal Credit Opportunity Act and the Fair Housing Act to ensure compliance with fair lending laws and the absence of discriminatory factors or potentially disparate impact.
Develop and administer the company environmental management systems including: employee participation, spill prevention and countermeasure planning ( SPCC ), hazardous waste management, DOT hazardous materials classification, emissions, emergency planning ( EPCRA ) and all other key system elements.
Maintain daily contact with client and other members of working group to obtain information and resolve issues, attend working group meetings, and facilitate the adoption and implementation of recommended improvements.
Oversee agreement and governance processes for Waymo in line with relevant Alphabet and Waymo policies. Own the finance system agenda as it relates to all elements of risk compliance and risk management.
Partner with Information Security and Governance, Risk and Compliance (GRC) on compliance and securing technology stack. Proactively and consistently define, implement and maintain controls across whole cloud stack.
Responsible for the management of solid waste collection and recycling; watershed protection and pollution prevention; municipal drinking water and recycled water; community sustainability initiatives, and the operation and infrastructure improvements.
Producing policies and procedures that satisfy legal requirements and operational objectives and that, by virtue of their exceptional clarity, precision, organization and accessibility, are readily understood and significantly facilitate day-to-day program execution.
The Wholesale Control Group is responsible for monitoring the flow of material nonpublic information and preventing insider trading through the use of information barriers, client/conflict management (deal teams), and institutional and employee trade surveillance.
In this role, the selected candidate will proactively manage a joint quality and compliance program that ensures and demonstrates clear and consistent adherence to Clients regulatory and audit obligations.
The Senior Manager is in charge of developing and executing Compliance Audit and Compliance Monitoring programs to test and monitor for compliance with key state and federal consumer laws applying to the companys small dollar unsecured loans and its prepaid card.
You will be required to both lead and participate in intra - or interdepartmental teams of an operational nature such as: preparing the Company for changes in regulations, continuous improvement initiatives etc.
In this role, the selected candidate will develop new or revise existing business processes, or provide substantial support or technical guidance, for same; work directly with key stakeholders in program execution and/or support the leadership team with managing key programs or initiatives.