In this role, the selected candidate will assist, oversee and influence business partners on multiple lines of business and/or larger scope to ensure that adequate compliance policies and procedures are developed and implemented.
As a Bank Regulatory Compliance Manager, you will work with clients of the firm and use your knowledge, expertise, and talent to provide value added consulting services to our financial institution clientele.
The Manager will understand regulatory requirements for conducting clinical research including but not limited to the institutional requirements, FDA regulations, NIH requirements and guidelines, and NCI Data Safety Monitoring requirements of the Cancer Center Support Grant.
In this role, you will be responsible for ownership and execution of a comprehensive anti-money laundering compliance program focused on written guidance, risk assessments, overseeing any necessary risk mitigation or remediation, conducting AML investigations, providing advice and consulting to business partners, and ensuring proper training and communication is developed and completed.
This position is responsible for managing analysts on the team that performs quality assurance reviews of the swap dealer, wholesale banking, capital markets and other business units impacted by the Volcker Rule.