Job Market Guide: Compliance Officer jobs in Milwaukee

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Milwaukee. Compliance Officers in Milwaukee have between ${} and ${} years of experience, averaging $${} years of experience.

45 Compliance Officer jobs in Milwaukee

RIVERWOODS, IL
The primary objective of this position is to ensure quality and consistency of all produced materials.
industry
Financial Services
experience
5 - 7 years

Pewaukee, WI
In this role, you will support the manager of cip compliance and strategy and manager of operational compliance in the management of compliance enforcement and monitoring processes.
industry
Manufacturing / Diversified
experience
11 - 15 years

Compliance Officer

Brookfield, WI
In this role, you will develop compliance policies and procedures and review for compliance with applicable laws, regulations and Banks stated policies and procedures.
industry
Business Services
experience
Less than 5 years

Holland, MI
In this role, you will Perform health and safety compliance audits and implement follow-up corrective actions to ensure compliance with federal, state, and local regulations.
industry
Energy & Environmental Services
experience
5 - 7 years

Chicago, IL
The Compliance Control Group (CCG) provide leadership and support for broad-based employee related disclosure and reporting obligations pursuant to the Firm's Code of Business Conduct and Ethics, Compliance Manual and relevant SRO, SEC and other governmental entity regulations. CCG reviews employee account trading and other activities for consistency with firm policy and regulatory rules and performs additional responsibilities related to the Firm's Code of Conduct.
industry
Financial Services
experience
Less than 5 years

Chicago, IL
In this role, you will abilities and/or a proven record of success of proficiency in FINRA / SEC regulations, interpretive guidance and industry best practices.
industry
Business Services
experience
Less than 5 years

$100K - Madison, WI
In this role, the selected candidate will be responsible for overseeing daily Overnight Compliance on internally and externally managed separate accounts, and addressing any violations in a timely manner.
industry
Financial Services
experience
11 - 15 years

Chicago, IL
In this role, you will develop schedule and perform health plan audits and specialty care company (subcontractor) audits for either federal or state managed care programs.
industry
Healthcare IT
experience
Less than 5 years

Germantown, WI
In this role, you will maintain the master certificate of insurance listing for third party sites by each company Account to include; tracking of expiration dates, issue dates and statuses; Rejected/Not Submitted/Accepted.
industry
Energy / Oil & Gas
experience
Not Specified

$165K - Benton Harbor, MI
In this role, you will provide input and recommendations on cybersecurity policy, risk, and overall security best practices.
industry
Consumer Goods / Miscellaneous
experience
11 - 15 years

Chicago, IL
In this role, the selected candidate will create and manage virtual files related to investigations in the case management system and follow-up with relevant parties to ensure completion of cases within required timeframes.
industry
Financial Services
experience
5 - 7 years

Oak Brook, IL
In this role, the selected candidate will coordinate the preparation and scheduling processes required prior to scheduling a review by an independent third party; work closely with the independent third party during the review/audit process to ensure the efforts are completed in an efficient and professional manner.
industry
IT Consulting/Services
experience
Less than 5 years

Compliance Officer

Chicago, IL
In this role, the selected candidate will identify potential areas of compliance vulnerability and risk; develop corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future.
industry
Financial Services
experience
5 - 7 years

Compliance Analyst

Oak Brook, IL
In this role, the selected candidate will evaluate control design effectiveness and make recommendations to enhance controls and business processes.
industry
Manufacturing / Diversified
experience
Less than 5 years

Naperville, IL
This role is important to confirm that key compliance-related business line controls are effective to mitigate compliance risk across applicable real estate secured and non-real estate products and activities.
industry
Financial Services
experience
Less than 5 years

Compliance Engineer

Marengo, IL
In this role, you will develop knowledge of all standards governing forklift trucks, including state, federal, and international regulations and standards.
industry
Business Services
experience
Less than 5 years

Milwaukee, WI
In this role, you will assist in the preparation of proposals, cost estimates, identification of client needs and growth of client relationships.
industry
Business Services
experience
5 - 7 years

Compliance P Examiner

Chicago, IL
In this role, you will conduct on-site branch audits, compliance orientation, follow-up, and regulatory exam visits.
industry
Financial Services
experience
Less than 5 years

Chicago, IL
In this role, the selected candidate will identify compliance training needs and inspect Front Line Unit (FLU), Control Function (CF) and third party participation for Financial Crimes.
industry
Financial Services
experience
5 - 7 years

$70K - $150K - Chicago, IL
This position is responsible for preparing and delivering analysis, statistics, data, and reports for senior consulting team and client management, within deadlines and budgets.
industry
Staffing & Recruiting
experience
Less than 5 years

Mequon, WI
The Product Compliance Engineer is responsible for supporting the development and implementation of enterprise-wide programs and processes to support company Product Compliance initiatives.
industry
Business Services
experience
Less than 5 years

$180K - Milwaukee, WI
In this role, the selected candidate will implement program(s) for compliance and privacy in all departments with a focus on the growing direct care delivery component of the business, an integrated model where the financing of health related expense and the delivery of the related care are under the auspices of one organization.
industry
Financial Services
experience
15+ years

Chicago, IL
In this role, the selected candidate will identify compliance training needs and inspect Front Line Unit (FLU), Control Function (CF) and third party participation for Financial Crimes.
industry
Financial Services
experience
5 - 7 years

IT Compliance Analyst

Chicago, IL
In this role, the selected candidate assesses internal control performance, identifies weaknesses, and provides recommendations to strengthen the control environment; assists in ensuring consistency in the testing process and reporting of results.
industry
Financial Services
experience
Less than 5 years