Job Market Guide: Compliance Manager jobs in Lexington

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Managers in Lexington. Compliance Managers in Lexington have between ${} and ${} years of experience, averaging $${} years of experience.

9 Compliance Manager jobs in Lexington

Cincinnati, OH
Develop and manage reporting mechanisms to aggregate information gleaned from all risk analysis sources in order to identify and evaluate compliance risk trends; share with Compliance business line managers and stakeholders, and provide consultation on mitigation/resolution.
industry
Financial Services
experience
11 - 15 years

Compliance Manager

Cincinnati, OH
Assist in formulating regulatory policies and procedures to be followed by company personnel in compliance with local, state, and federal regulations through the development of Franchise documents and Standard Operating Procedures.
industry
Business Services
experience
8 - 10 years

Cincinnati, OH
Ensures education and tracking of financial advisors and other supervisors by coordinating annual compliance meetings, required Firm courses and regulatory requirements. Conducts regulatory-reguired annual financial advisor compliance interviews/audits.
industry
Consulting
experience
Not Specified

Manager of Compliance

Cincinnati, OH
In this role, you will responsible for interface with third party legal consultants including research and regulatory analysis in order to monitor company compliance with regulations and support business operations.
industry
Financial Services
experience
5 - 7 years

Cincinnati, OH
The Enterprise Security Services (ESS) Audit and Compliance Manager will perform a critical role with oversight to a number of programs within ESS. This will include SOX related activities assistance in audit response and remediation activities and communication to the Line of Business as the programs and processes change.
industry
Financial Services
experience
8 - 10 years

Cincinnati, OH
Responsible for developing, strengthening, and implementing the Line of Business compliance program in compliance with existing laws and regulations, including governance, policies and procedures, monitoring, reporting, communications, and education.
industry
Financial Services
experience
Not Specified

$40K - $120K - Louisville, KY
In this role, the selected candidate must have a knowledge on Active directory, GPO, Domain users, Administrating users and groups and given appropriate permissions and privilege to access.
industry
Networks
experience
8 - 10 years

Louisville, KY
The security administrator should have experience in working with Different versions Of Windows Server operating systems , VMware and network devices routers and firewalls.
industry
Engineering Services
experience
8 - 10 years