Assist in formulating regulatory policies and procedures to be followed by company personnel in compliance with local, state, and federal regulations through the development of Franchise documents and Standard Operating Procedures.
Ensures education and tracking of financial advisors and other supervisors by coordinating annual compliance meetings, required Firm courses and regulatory requirements. Conducts regulatory-reguired annual financial advisor compliance interviews/audits.
The Enterprise Security Services (ESS) Audit and Compliance Manager will perform a critical role with oversight to a number of programs within ESS. This will include SOX related activities assistance in audit response and remediation activities and communication to the Line of Business as the programs and processes change.
This role owns and manages all site level systems that govern manufacturing quality and compliance with government and internal Monsanto regulatory requirements and includes the continuous improvement of those systems.
Develop and manage reporting mechanisms to aggregate information gleaned from all risk analysis sources in order to identify and evaluate compliance risk trends; share with Compliance business line managers and stakeholders, and provide consultation on mitigation/resolution.