Develops the testing strategy and architecture for large projects and develops the overall IT Compliance plans and timetables. Provides guidance to staff during review and approval of IT Compliance system documentation.
The Counterparty Operational Risk Evaluation team is currently seeking a Compliance Examiner Professional to perform external operational risk reviews and due diligence of its active Seller/Servicers, document custodians, new applicants, and various vendors.
Develops, implements and maintains an appropriate level of operating procedures, policies and standards necessary to support the standardization of regulatory compliance among Zebras centers of excellence.
As a Technology Sales Consultant at Pitney Bowes, you thrive on hunting for new business opportunities within the Financial Services sector, helping institutions with their regulatory compliance issues, and you deliver with precision. You see opportunities where others see challenges.
Responsible for thoroughly researching and carefully analyzing statutes, regulations and sub-regulatory guidance; serve as a subject matter expert and key resource to the Ministry on federal and state regulatory compliance matters.
Preparation of SEC regulatory filings, such as initial filings and annual updates to the registration statement on Form N-1A, registration statement supplements, annual and semi-annual reports, Forms N-SAR, N-CSR, N-Q, N-MFP, 24f-2, N-PORT, N-CEN and N-PX.
Maintaining service level agreements with downstream dependencies across the organization; enhancing and extending the risk computation analytics libraries and processes utilized in portfolio construction.