In this role, you will provide guidance on proposed business strategies and programs, identifies legal and regulatory issues on established and evolving areas of risk, analyzes novel alternatives and takes the lead with other functions, as appropriate, to propose and assist in implementing compliant business solutions.
In this role, the selected candidate will review retail and institutional communications and provide relevant and actionable advice to effect compliance with regulatory and firm standards; participate early and often in the processes for proposed and forthcoming marketing and large project initiatives.
In this role, the selected candidate will collaborate directly with the business data owners to establish the quality business rules that will meet their business reporting requirements, including ad hoc requirements.
In this role, the selected candidate will serve as main point of contact for company's Reliability Standards Compliance Department and coordinates efforts among other work functions to meet all requirements for compliance.
In this role, you will be responsible for the overall assessment of compliance, quality control and/or standards defined for the execution of clinical trial(s); including managing CAPA, supporting process improvement initiatives and preparing/analyzing metrics.
The Compliance and Regulatory Manager has the responsibility of planning, implementing and maintaining: Mondelēz Quality Management Systems, Food safety program (HACCP), Food Safety Management System (FSSC22000), Pre-requisites Programs, assure compliance with the FDA Food Law, bear to the areas of production, planning and logistics, procurement and R&D to strengthen the requirements of the plant.
This posting is for a position with the Coverage Strategy team, within GFCC, whose mandate it is to strategically design, develop, and maintain an efficient and effective AML transaction monitoring program. The program must be robust, sustainable and able to adapt to a constantly evolving risk landscape.
In this role, you will provide guidance on proposed business strategies and programs, identifies legal and regulatory issues, analyzes alternatives and works with other functions, as appropriate, to propose compliant business solutions.
In this role, you will assist in the assessment of risk oversight processes within the lines of business, and where appropriate, support the development of new and/or enhanced control mechanisms, working closely with front line management and staff.
The primary purpose of this job is to assist in managing compliance risk by the first line of defense for the personal and commercial business lines within BMO Financial Group through the oversight of monitoring and testing processes. The person in this position will lead the various lines of business in implementing the monitoring and testing program while keeping them abreast of regulatory updates and changes.