In this role, the selected candidate will ensure that all activities related to the investigation and resolutions of non-conformities are performed in a timely manner and in compliance with company procedures and regulatory requirements.
In this role, the selected candidate will conduct product stewardship reviews, including label evaluations, customer product certifications, standards compliance analysis, and acquisition material assessments, by securing participation from necessary internal and external resources (customers or suppliers), documenting reviews, and entering the information into a Product Compliance Tracking System.
In this role, the selected candidate will be responsible for oversight and maintenance of back-up investment compliance monitoring program for mutual funds, institutional, wrap and high net-worth accounts managed by company.
In this role, you will be responsible for maintaining internal controls program to ensure compliance with federal and foreign regulations governing the shipment, receipt and documentation of imported / exported products.
In this role, the selected candidate will provide support to regulatory personnel in responding to requests for state approval information by researching state approval archives and providing requested documentation in an organized and timely manner and on an expedited basis.
In this role, the successful candidate will be working closely with the Manager to learn how to set up the Blue Sky Compliance System to perform more complex filing projects, such as initial applications, name changes and fund reorganizations.
In this role, the selected candidate will be proactively monitoring law changes and regulatory developments affecting public communications and marketing activities and working with the Senior Compliance Manager to implement operational changes, guidelines or training materials.
In this role, the selected candidate will be responsible for coordinating and performing all pre-delegation and annual due diligence audits and monitoring of delegated activities to ensure compliance with National Committee for Quality Assurance (NCQA), URAC, contractual agreements, and State and Federal requirements.
In this role, you will be responsible to develop and manage supplier campaigns to gather accurate, updated product regulatory compliance for all direct material suppliers. Support annual conflict minerals program due diligence and reports.
In this role, you will assist with the development and implementation of policies and procedures designed to promote compliant practices and mitigate risk when using animals for biomedical research, education, or product safety assessment.
In this role, you will serve as a point of contact for regulatory inquiries internally and externally; develop communication network to receive and issue timely information on trade regulations impacting Dells business units across the region.