Job Market Guide: Compliance Officer jobs in Hartford-New Haven

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Hartford-New Haven. Compliance Officers in Hartford-New Haven have between ${} and ${} years of experience, averaging $${} years of experience.

64 Compliance Officer jobs in Hartford-New Haven

Marlborough, MA
Perform reconciliation of safety information including AE tracking logs from PV network and reconciliation for product quality complaints.
industry
Electronics
experience
5 - 7 years

Secaucus, NJ
The Corporate SEC Counsel & Compliance position will ensure that INAP operates within the law at all times, offer counsel on legal issues, support corporate strategic and tactical legal initiatives; and facilitate business strategies development.
industry
Internet Services
experience
Less than 5 years

Hartford, CT
Conduct field visits encompassing a review of sales practices, record keeping and adherence to compliance procedures.
industry
Financial Services
experience
5 - 7 years

CLO Compliance Analyst

New York City, NY
Reviewing fund documents (indenture/IMAs), model and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model.
industry
Financial Services
experience
Less than 5 years

Quincy, MA
Coordinate and facilitate successful external audits with regulatory and accrediting entities serving as a liaison between the external auditors and Caregiver Homes.
industry
Patient Care
experience
5 - 7 years

Springfield, MA
Reviewing and signing off on all MMLIS policy and procedures submissions, RR/IAR training materials, administrative & operational communications to MMLIS, RRs/IARs and internal e-mail.
industry
Insurance
experience
5 - 7 years

Andover, MA
This engineer works in a fast-paced environment alongside a broader R&D team engaged in product development. She/He will work closely with colleagues in other functions like quality and regulatory to enable robust, reliable and safe system performance. In addition to technical expertise, the engineer brings strong leadership, planning and team building skills.
industry
Medical Equipment
experience
8 - 10 years

Keene, NH
To provide safety advice to subsidiary companies, integrators and customers relative to their specific applications.
industry
Business Services
experience
5 - 7 years

New York, NY
Prepare/review federal and state income/franchise tax returns (separate/ combined/unitary) and extensions/quarterly estimate tax payments.
industry
Financial Services
experience
Less than 5 years

Waltham, MA
Write, edit, and/or rewrite a variety of both formal and informal communication and standard and governance documentation pieces. Such pieces may include procedures, manuals, policy handbooks, and internal bulletins.
industry
Engineering Services
experience
Less than 5 years

Tax Compliance Analyst

Windsor, CT
Research and provide guidance to the business areas on 1099/W2 tax reporting and related IRS rules for financial products (i.e. retirement plans, annuities and life insurance).
industry
Financial Services
experience
5 - 7 years

Boston, MA
Assist with developing and delivering training on the Compliance Oversight Program policies and procedures to the Business and Functional Compliance Teams.
industry
Business Services
experience
Less than 5 years

Waterford, NY
The IT Governance and Compliance Analyst will plan, perform, monitor and report on components in regards to IT compliance and governance.
industry
Manufacturing / Diversified
experience
5 - 7 years

Auditor, Compliance

Boston, MA
The Auditor performs audit work pertaining to audits and control consulting engagements that evaluate corporate management, business processes, business controls, risk assessments and operating practices globally pertaining to Corporate Compliance.
industry
Business Services
experience
Not Specified

Boston, MA
The Senior Analyst Compliance Assurance & Control is responsible for the execution of the Quality Assurance (QA) processes relating to Compliance Oversight Programs including controls and testing, monitoring and surveillance and compliance issues.
industry
Business Services
experience
5 - 7 years

Cambridge, MA
Ensure agreement revalidation surveys and hardware surveys are completed timely and accurately by programs and hardware custodians.
industry
Aerospace / Defense
experience
5 - 7 years

Boston, MA
Ensure that outgoing communications are meeting regulatory requirements and expectations using a variety of means
industry
Business Services
experience
Not Specified

Compliance Associate

$80K - $120K - Boston, MA
In this role, the selected candidate will develop, test and implement automated solutions to address operational requirements; contribute to efforts to further automate pre-trade and post-trade workflows.
industry
Financial Services
experience
Less than 5 years

Boston, MA
Review and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds).
industry
Business Services
experience
Less than 5 years

Hartford, CT
Develop more complex processes to ensure internal controls and regulatory compliance and provides ongoing assessment of effectiveness.
industry
Financial Services
experience
Less than 5 years

New York, NY
The primary functions of the position will be preparing federal and state income / franchise tax returns and provision for a number of company entities.
industry
Financial Services
experience
Less than 5 years

New York, NY
Work with Human Resources Department in on - boarding new employees as it relates to any political activities they are / were involved in.
industry
IT Consulting/Services
experience
Less than 5 years