In this role, the selected candidate will develop, test and implement automated solutions to address operational requirements; contribute to efforts to further automate pre-trade and post-trade workflows.
Maintain and enhance an enterprise-wide BSA/AML/OFAC/CTR risk management framework that incorporates risk assessment, control design, training, monitoring, testing, and reporting of BSA/AML/OFAC/CTR matters.
Serve as communications liaison for VOE committee and oversee employee recognition programs; create surveys and generate reports via Citi Survey tool; maintain departmental mailboxes, public folders and distribution lists.
The Candidate will be responsible for updating ES Procurement Procedures, and providing guidance in understanding / adherence to these procedures. The Candidate will be responsible for training / mentoring of procurement personnel in applying our ES Procurement Procedures (ESPP's), conducting audits of procurements and subcontracts on a monthly basis and supporting Government or Customer audit requests.
Work under pressure and manage multiple concurrent responsibilities and prioritize according to shifting and sometimes accelerated deadlines; lead and drive complex cross-business initiatives under aggressive timelines while meeting regulatory requirements and quality expectations.
Assist business in remediating findings from investigations, audits, monitoring and other compliance assessments, keep applicable Ethics and Compliance Department members apprised of relevant information from investigation review committees, CAPAs, and day to day business issues that impact compliance initiatives.
Provides oversight for corrective action plans (CAPs) and when applicable, responds to identified regulatory compliance deficiencies with the purpose of mitigating regulatory risk and driving continuous compliance improvement.
Working knowledge of principles, best practices, architectures, tools and processes in areas of IAM such as privileged user management, shared account management, segregation of duty analysis, administrative/service/functional account management and password vaulting.