Develop annual audit plan, and recommend and facilitate auditing and monitoring of identified risk areas related to compliance with laws and regulations as well as organizational policies, procedures, and standards of conduct pursuant to the Companies Audit Policy.
Demonstrated proven intimate levels of knowledge and success with identifying, obtaining and processing critical data (e.g. benchmarks) to challenge the status quo through innovative thought leadership in the application of standard industry practice solutions for high performing finance functions.
This position is responsible for planning and executing various financial, compliance, and operational audits in accordance with accepted professional standards in order to determine compliance with institutional policies and procedures and adherence to applicable laws and regulations.
Responsible for working with Internal Audit leadership and representatives of E*TRADEs key business functions/departments to identify and act on opportunities to leverage technology to improve audit process efficiency and effectiveness.