In this role, the selected candidate will be responsible for providing educational materials and programs pertaining to legal issues; maintaining an effective working relationship with legal counsel representing various strategic partners.
The chosen candidate will be responsible for working with a dynamic, high-performing team that handles a full range of legal matters arising in connection with the firms broker-dealer, insurance and registered investment advisor operations.
The Compliance Counsel, Fair Competition will work as part of JCIs global law team. He or she will also work closely with compliance and audit personnel at both corporate and business levels in managing and resolving compliance issues.
In this role, you will provides legal support services on routine matters. Draws up contracts or other legal documents for review by others. Guidance may be provided in the initial stages of an assignment.