Job Market Guide: Compliance Officer jobs in FL

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in FL. Compliance Officers in FL have between ${} and ${} years of experience, averaging $${} years of experience.

26 Compliance Officer jobs in FL

Saint Petersburg, FL
Consults with users to identify, analyze, refine and document business requirements.
industry
Financial Services
experience
5 - 7 years

Saint Petersburg, FL
Performs human resource management activities, including identifying performance problems and approving recommendations for remedial action; identifying training needs, evaluating performance; and interviewing and selecting staff.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Liaise with business team and IT team to understand business requirements document; work with IT and business teams in drafting Functional Requirements document.
industry
IT Consulting/Services
experience
11 - 15 years

PCI Compliance Analyst

$80K - $90K - Miami, FL
Perform and lead hands-on assessments to identify significant PCI risks (including applications, systems, data centers, infrastructure and vendor security risk assessments) to determine the organizational risk posture.
industry
Staffing & Recruiting
experience
5 - 7 years

Saint Petersburg, FL
Facilitates the solutions needed to improve any deficiencies detected in moderate to high-risk processes or policies under very limited guidance of Associate Compliance Director(s) or Chief Compliance Officer.
industry
Financial Services
experience
5 - 7 years

Saint Petersburg, FL
Review, document and maintain Company Compliance posture and ensuring tasks are completed and documented to meet audit requirements for daily, weekly, monthly, quarterly, semi-annual and annual activities.
industry
Market Research
experience
5 - 7 years

Tampa, FL
Responsible for communicating with internal and external entities, members of the sales team and other Citigroup AML monitoring units; collect and examine financial statements and documents to assist in identifying unusual transaction patterns.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Lead the execution of testing reviews on all aspects of transaction monitoring, pursuant to Compliance Testings annual plans and coverage model.
industry
Financial Services
experience
5 - 7 years

MIRAMAR, FL
Support the balance sheet review program to ensure the global balance sheet is reconciled timely and accurately with clear understanding on the composite make-up of specific balance sheet accounts.
industry
Business Services
experience
5 - 7 years

Saint Petersburg, FL
The Regional Compliance Counsel Americas will be responsible for providing oversight of and hands-on direction and advice in the end-to-end process of conducting internal investigations.
industry
Semiconductors
experience
5 - 7 years

Fort Lauderdale, FL
Research & refine functional requirements, communicating directly with customers in collaboration with Product Managers.
industry
Software
experience
Less than 5 years

Tampa, FL
Maintaining strong compliance control environment by assisting management in evaluating end-to-end compliance control processes (including review of adequacy of Corrective Action Plans and appropriate resolution) and enhancing the MIS/metrics used by compliance and business management to effectively monitor ongoing activities.
industry
Financial Services
experience
5 - 7 years

IT Compliance Analyst

Jacksonville, FL
Assist in development, enforcement, and maintenance of policies, procedures, measures, and mechanisms to protect the security, confidentiality, integrity and availability of information.
industry
Business Services
experience
Less than 5 years

Compliance Analyst

$40K - $60K - Miami, FL
In this role you will work closely with The Senior Compliance Analyst and Director of Compliance in handling the documentation requirements of client accounts and company funds of a $2B Private Wealth Manager.
industry
Financial Services
experience
Less than 5 years

Tampa, FL
Interface with responsible global Relationship Managers (RM) to understand standard business practices in local jurisdictions, possible areas of concern and resolution of potentially suspicious matters.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Manage the evaluation of business issues, both internally and externally (Federal / State / Other Governmental Regulations) and develop compensation solutions in support of stakeholders needs.
industry
Biotech/Pharma
experience
8 - 10 years

Tampa, FL
Providing outliers detail metrics to differentiate customer, account, and transaction related risk characteristics by various business lines and demographics.
industry
Financial Services
experience
11 - 15 years

Miami, FL
The successful candidate will work closely with the Chief Ethics & Compliance Officer and other Corporate E&C personnel, as well as regional and local management, to coordinate and monitor a full range of ethics & compliance activities in Laureate institutions in the LATAM Region.
industry
Education
experience
5 - 7 years

Saint Petersburg, FL
Provide support to senior compliance officers on compliance matters of varying complexity, including research, documenting relevant aspects of regulations as they relate to issues, and drafting recommendations.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Manage inventory of change requests and provide updates to the KYC oversight team; manage communication and track deliverables for reporting; design and execute test cases for changes.
industry
Financial Services
experience
5 - 7 years

Compliance Analyst

Boca Raton, FL
Submit new licensing applications for Agents, Agencies, Managing General Agencies, Risk Purchasing Groups, Insurance Companies and other licensed entities.
industry
Insurance
experience
Not Specified

Saint Petersburg, FL
Drafts moderate to high-risk modifications to existing policies and procedures under limited supervision. Policy and procedures changes impact the entire broker/dealer.
industry
Financial Services
experience
5 - 7 years

EAC Compliance Analyst

Jacksonville, FL
Monitor and test the effectiveness of the front line unit and control function compliance risk controls for enterprise area of coverage.
industry
Financial Services
experience
Less than 5 years

Tampa, FL
Develop and implement a data validation process for automated and manual data that will be utilized for the Compliance Risk Appetite Framework metrics, in which the metrics will be validated on a determined frequency.
industry
Financial Services
experience
5 - 7 years