Job Market Guide: Compliance Officer jobs in FL

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in FL. Compliance Officers in FL have between ${} and ${} years of experience, averaging $${} years of experience.

34 Compliance Officer jobs in FL

Tampa, FL
Responsible for communicating with internal and external entities, members of the sales team and other Citigroup AML monitoring units; collect and examine financial statements and documents to assist in identifying unusual transaction patterns.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Liaise with business team and IT team to understand business requirements document; work with IT and business teams in drafting Functional Requirements document.
industry
IT Consulting/Services
experience
11 - 15 years

Miami, FL
Coordinates day to day operations of a compliance departments processes to ensure that policy documentation is maintained.
industry
Managed Care & Health Insurance
experience
5 - 7 years

EAC Compliance Analyst

Jacksonville, FL
Monitor and test the effectiveness of the front line unit and control function compliance risk controls for enterprise area of coverage.
industry
Financial Services
experience
Less than 5 years

$65K - $75K - Orlando, FL
Oversees corporate compliance program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization.
industry
Misc. Healthcare
experience
Less than 5 years

MIRAMAR, FL
Support the balance sheet review program to ensure the global balance sheet is reconciled timely and accurately with clear understanding on the composite make-up of specific balance sheet accounts.
industry
Business Services
experience
5 - 7 years

Tampa, FL
Lead the execution of testing reviews on all aspects of transaction monitoring, pursuant to Compliance Testings annual plans and coverage model.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Develop and implement a data validation process for automated and manual data that will be utilized for the Compliance Risk Appetite Framework metrics, in which the metrics will be validated on a determined frequency.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Manage inventory of change requests and provide updates to the KYC oversight team; manage communication and track deliverables for reporting; design and execute test cases for changes.
industry
Financial Services
experience
5 - 7 years

Miami, FL
The successful candidate will work closely with the Chief Ethics & Compliance Officer and other Corporate E&C personnel, as well as regional and local management, to coordinate and monitor a full range of ethics & compliance activities in Laureate institutions in the LATAM Region.
industry
Education
experience
5 - 7 years

Saint Petersburg, FL
Provide support to senior compliance officers on compliance matters of varying complexity, including research, documenting relevant aspects of regulations as they relate to issues, and drafting recommendations.
industry
Financial Services
experience
5 - 7 years

Saint Petersburg, FL
The Regional Compliance Counsel Americas will be responsible for providing oversight of and hands-on direction and advice in the end-to-end process of conducting internal investigations.
industry
Semiconductors
experience
5 - 7 years

New Port Richey, FL
Ensure all Regulatory information is stored in a centralized database and appropriately tagged for easy access in the future-this includes all press related information.
industry
Business Services
experience
5 - 7 years

Tampa, FL
Lead the execution of testing reviews on all aspects of transaction monitoring, pursuant to Compliance Testings annual plans and coverage model; reviews include alert management, escalations, case management, SAR filing, optimization and other areas .
industry
Financial Services
experience
5 - 7 years

Saint Petersburg, FL
Drafts moderate to high-risk modifications to existing policies and procedures under limited supervision. Policy and procedures changes impact the entire broker/dealer.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Providing outliers detail metrics to differentiate customer, account, and transaction related risk characteristics by various business lines and demographics.
industry
Financial Services
experience
11 - 15 years

Tampa, FL
Maintaining strong compliance control environment by assisting management in evaluating end-to-end compliance control processes (including review of adequacy of Corrective Action Plans and appropriate resolution) and enhancing the MIS/metrics used by compliance and business management to effectively monitor ongoing activities.
industry
Financial Services
experience
5 - 7 years

Tampa, FL
Collect and review metrics related to the screening system's performance. Identify trends and highlight risks and issues. Oversee the rollout and implement of the new Screening vendor solution.
industry
Financial Services
experience
5 - 7 years

$65K - $75K - Oviedo, FL
Oversees corporate compliance program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization.
industry
Misc. Healthcare
experience
Less than 5 years

Compliance Analyst

$40K - $60K - Miami, FL
In this role you will work closely with The Senior Compliance Analyst and Director of Compliance in handling the documentation requirements of client accounts and company funds of a $2B Private Wealth Manager.
industry
Financial Services
experience
Less than 5 years

Tampa, FL
Collect and organize required evidence for NERC CIP compliance, such as network diagrams, access controls, ports and services, physical port security, malicious code prevention, security event monitoring, account management, and baseline components.
industry
Energy / Oil & Gas
experience
8 - 10 years

Tampa, FL
Analyze a business process within a functional area and derive business requirements to satisfy a general request.
industry
Financial Services
experience
5 - 7 years

Compliance Analyst

Boca Raton, FL
Submit new licensing applications for Agents, Agencies, Managing General Agencies, Risk Purchasing Groups, Insurance Companies and other licensed entities.
industry
Insurance
experience
Not Specified