In this role, the selected candidate will identify activities subject to audit; plan and execute audit, at supplier site when appropriate; assess risks associated with procurement; recommend action to ensure supplier fulfills responsibilities to the company.
In this role, you will coordinate regulatory responses by working with financial advisors, branch manager, regional/divisional management and other departments in order to respond to regulatory matters on behalf of the firm.
In this role, you will coordination of the monthly US Consumer Dashboard processes which involves three monthly meetings with the Chief Compliance Officer Global Consumer Banking and Product Compliance teams.
In this role, you will advise the business on relevant and applicable laws, regulatory rules & regulations for banking activities, including the development and execution of programs and practices required by companys Compliance Programs and Policies.
In this role, the selected candidate will conduct IT risk
assessments, evaluates controls, and provides feedback to management and process owners on the design and effectiveness of Technology control processes.
The Associate Compliance Officer reports to the Chief Compliance Officer and ensures that the Compliance Department functions as an independent and objective body that evaluates, addresses and responds to compliance issues/concerns within the organization.
In this role, you will maintain company's accident database and ensure monthly safety audit is completed, accurate, and documented in the database. Ensure all new hire and annual safety training is completed and documented in database. Maintain all other safety related records such as waste records in accordance with all federal, state, local or company requirements.
In this role, the selected candidate will monitor, document and communicate violation information to both internal and external customers; conduct on-site inspections of residential and commercial DSM and energy conservation programs.
The AML/Trade compliance counsel candidate will join the legal compliance team of a Fortune 100 global energy, logistics and technology company that has experienced unprecedented growth over the last decade.
In this role, the selected candidate will develop plans and strategies for developing GRC business and achieving the company's GRC sales goals; manage customer expectations and contribute to customer satisfaction.
In this role, the selected candidate will monitor and test the effectiveness of the front line unit and control function compliance risk controls for enterprise area of coverage; identify aggregate, report and escalate compliance risks, issues and control enhancements for enterprise area of coverage.
In this role, the selected candidate develops, coordinates and conducts educational programs on compliance and privacy for employees, managers and senior managers ensuring that the seminars are conducted in accordance with the Districts compliance plan.