Responsible for communicating with internal and external entities, members of the sales team and other Citigroup AML monitoring units; collect and examine financial statements and documents to assist in identifying unusual transaction patterns.
Develop and implement a data validation process for automated and manual data that will be utilized for the Compliance Risk Appetite Framework metrics, in which the metrics will be validated on a determined frequency.
The successful candidate will work closely with the Chief Ethics & Compliance Officer and other Corporate E&C personnel, as well as regional and local management, to coordinate and monitor a full range of ethics & compliance activities in Laureate institutions in the LATAM Region.
Provide support to senior compliance officers on compliance matters of varying complexity, including research, documenting relevant aspects of regulations as they relate to issues, and drafting recommendations.
Lead the execution of testing reviews on all aspects of transaction monitoring, pursuant to Compliance Testings annual plans and coverage model; reviews include alert management, escalations, case management, SAR filing, optimization and other areas .
Maintaining strong compliance control environment by assisting management in evaluating end-to-end compliance control processes (including review of adequacy of Corrective Action Plans and appropriate resolution) and enhancing the MIS/metrics used by compliance and business management to effectively monitor ongoing activities.
In this role you will work closely with The Senior Compliance Analyst and Director of Compliance in handling the documentation requirements of client accounts and company funds of a $2B Private Wealth Manager.
Collect and organize required evidence for NERC CIP compliance, such as network diagrams, access controls, ports and services, physical port security, malicious code prevention, security event monitoring, account management, and baseline components.