This individual will be part of the Legal Compliance Team and will work as part of the Direct to Consumer, Digital Marketing, and Omni Channel Department focusing on online compliance relating to business initiatives and changes in the legal regulations across nine jurisdictions and dozens of countries while partnering with in house counsel.
In this role, you will ensure high-level integration of applications and business processes with information risk management policies and strategies and provide mitigation solution oversight and direction for enterprise-wide risk technology.
In this role, you will be responsible for responding to Quality issues on the manufacturing floor, expediting containment and sorts, communicating with suppliers regarding defects, utilizing problem solving skills to assess supplier corrective actions.
The security compliance analyst has a basic understanding of financial industry laws, regulations, policies, risks, security standards, industry-best-practices, and threats related to physical and logical security; resolves a wide range of issues in creative ways.
In this role, you will be responsible for
prepares and gives presentations to senior management and staff on compliance issues,Attends professional and/or industry associate meeting, seminars and continued education programs. Maintains currency in compliance, regulatory requirements and firm procedures.
In this role, the selected candidate will review investigative reports regarding possible money laundering or fraudulent transactions; ability to reviewed and analyze SARs for submission to enforcement agencies.
In this position, you will be responsible for reviewing AML procedures, including, EDD, Periodic Reviews, management of high risk customers, CIP and CDD functions and the management of alerts related to fraud, OFAC, KYC and high risk.
In this position, you will support the development and implementation of processes and technical capabilities that will support Financial Crimes efforts for the bank. This includes driving detailed business requirements as well as developing UAT requirements, test scenarios and test scripts.