Job Market Guide: Compliance Specialist jobs in Columbia, SC

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Specialists in Columbia, SC. Compliance Specialists in Columbia, SC have between ${} and ${} years of experience, averaging $${} years of experience.

6 Compliance Specialist jobs in Columbia, SC

Charlotte, NC
The selected candidate will lead and drive work efforts with Compliance business and technology partners identify specific data elements used by Global Compliance processes.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Prepare enterprise reporting (incl. executive level reports) used to describe the risk and control environment related to conflicts and conduct risk.
industry
Financial Services
experience
Less than 5 years

Charlotte, NC
In this role, you will be responsible for manage wall crossings through the Firms wall crossing procedures.
industry
Financial Services
experience
Less than 5 years

Charlotte, NC
Work with Data Sampling partners to ensure appropriate sampling requirements are incorporated in to the Test Plans.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
The Compliance Specialist, assists the Compliance officer team in activities to contribute to the independent compliance oversight of Front Line Unit (FLU) and Control Function (CF) performance and any related third party/vendor relationships in alignment with the CRM Program and the Global Compliance Enterprise Policy (GC Policy).
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Proven ability to identify, track and report on compliance program requirements, assign the appropriate risk rating and prioritization for remediation based on potential impact to enterprise environment.
industry
Telecommunications
experience
Not Specified