Job Market Guide: Compliance Officer jobs in Columbia, SC

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Columbia, SC. Compliance Officers in Columbia, SC have between ${} and ${} years of experience, averaging $${} years of experience.

28 Compliance Officer jobs in Columbia, SC

Charlotte, NC
In this role, you will ensure assigned locations, business units or proposed products and processes are in compliance with BSA/AML and related regulation requirements through execution of a centralized testing program.
industry
Financial Services
experience
5 - 7 years

Fort Mill, SC
In this role, you will execute risk-based testing focused on controls related to completeness and quality of data used for global metrics programs, adhering to the Global Compliance Testing standards, in order to provide senior management with comprehensive end-to-end assessments of the regulatory control environment.
industry
Financial Services
experience
5 - 7 years

Fort Mill, SC
In this role, the candidate will be responsible for analyzing data and performing compliance testing of advisory programs
industry
Financial Services
experience
5 - 7 years

North Charleston, SC
In this role, you will provide technical expertise and value-adding product stewardship and regulatory services to internal and/or external customers and their commercial partners
industry
Business Services
experience
Not Specified

Charlotte, NC
In this role, the selected candidate will analyze and resolve alerts generated through the company's various economic sanctions / OFAC filtering applications.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
In this role, you will maintain proactive communication with management including periodic updates on engagement progress and identified or potential issues.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
In this role, you will develop and manage action plans for various AML initiatives and projects to strengthen the business line AML program.
industry
Financial Services
experience
5 - 7 years

Compliance Attorney

$110K - Charlotte, NC
In this role, the selected candidate will be responsible for managing a team of attorneys and paralegals providing legal and compliance support to a retail distribution sales force of nearly 5,000 registered representatives.
industry
Financial Services
experience
15+ years

Charlotte, NC
The Compliance Quantitative Operations Associate, under supervision, develops and evaluates quantitative analytics/modeling in Compliance Risk Management.
industry
Financial Services
experience
Less than 5 years

Fort Mill, SC
In this role, you will successfully execute on assignments within business units to ensure that the standards and requirements set forth by regulatory agencies and the firm are being maintained by financial advisors, including performing reviews in supervision, surveillance, and the financial intelligence unit.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
The Compliance Quantitative Operations Associate develops and validates quantitative models and applications in support of the companys strategic efforts to mitigate compliance risk.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
In this role, the selected candidate will prepare and deliver prototype and volume submitter plan documents for client retirement plans while adhering to established timeframes.
industry
Diversified Industrial
experience
5 - 7 years

Charlotte, NC
In this role, the selected candidate will plan and organize compliance activities in the division to meet the strategic business goals; participate in regulatory meetings and conferences to remain current in compliance topics and trends.
industry
Engineering Services
experience
5 - 7 years

Fort Mill, SC
The Compliance Officer is responsible for managing a caseload of investigations, perform analysis and follow-up and work cases from beginning to completion according to Citi AML procedures and policies.
industry
Financial Services
experience
5 - 7 years

$40K - $50K - Greenville, SC
Searching for a Assistant Compliance Officer.
industry
Financial Services
experience
Less than 5 years

$75K - $125K - Charlotte, NC
In this role, you will be responsible for working with banks and financial services in the areas of consumer lending compliance, policies, processes and the like.
industry
Consulting
experience
Less than 5 years

Charlotte, NC
In this role, you will be responsible for concurrently reviewing inpatient medical records to identify vague, inconsistent or incomplete documentation within the medical record and assigns the most appropriate medical severity diagnostic related group (MS-DRG).
industry
Business Services
experience
Not Specified

Charlotte, NC
In this role, the selected candidate will plan and organize compliance activities in the division to meet the strategic business goals; participate in regulatory meetings and conferences to remain current in compliance topics and trends.
industry
Engineering Services
experience
5 - 7 years

Charlotte, NC
This role will be responsible for the reviews and execution of financial system access control processes for the Global Finance Operations lines of business.
industry
Business Services
experience
5 - 7 years

Charlotte, NC
In this position, you will support business requests, design and produce ongoing analytical reporting and/or alert generation and develop documentation for all projects and change efforts (white papers, program manuals, proposals, PowerPoint presentations, etc.).
industry
Financial Services
experience
Less than 5 years