Job Market Guide: Compliance Officer jobs in Columbia, SC

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Columbia, SC. Compliance Officers in Columbia, SC have between ${} and ${} years of experience, averaging $${} years of experience.

19 Compliance Officer jobs in Columbia, SC

Fort Mill, SC
Design and implement data analytics in support of a robust Compliance Testing program; coordinate with business teams, compliance officers, and technology support staff from project inception to the delivery of an analytic.
industry
Financial Services
experience
5 - 7 years

Greenville, SC
Represent IT Controls and Compliance in communicating and giving guidance in enterprise methodology, policies and procedures.
industry
Construction
experience
Not Specified

Charlotte, NC
Collaboration with WFVC Risk Management and CBRS Data Analytics team to execute testing and monitoring activities including developing, implementing, reporting and addressing issues identified with appropriate parties.
industry
Financial Services
experience
Not Specified

Fort Mill, SC
Ensure assigned testing responsibilities are performed timely within quality expectations including appropriate supporting workpaper documentation and reports.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Managing compliance-related functions for AXA Distributors headquarters staff and wholesalers, including FINRA registration and insurance licensing, firm and regulatory elements, initial and ongoing compliance training, outside business activity tracking, as well as outside securities activity tracking and account review, customer complaints and regulatory inquiries, and updating the compliance manual and supervisory procedures manual.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Develop training on internal legal compliance policies and external regulatory rules train employees and train-the-trainer(s).
industry
IT Consulting/Services
experience
Less than 5 years

$100K - Charlotte, NC
Perform various data analytics functions, which includes gathering data, calculating and reporting key performance metrics relevant to various Company compliance requirements and processes, including those relating to the Company's AML, Privacy, and Anti-Fraud programs.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Maintains authoritative knowledge and full understanding of laws and regulations, regulatory guidance, policy and procedure concerning all compliance functions reviewed.
industry
Financial Services
experience
5 - 7 years

Gastonia, NC
This role will be responsible for ongoing oversight and monitoring of a risk-based third party compliance program to ensure compliance with federal, state, agency, legal and regulatory requirements.
industry
Financial Services
experience
5 - 7 years

Compliance Officer I

Charlotte, NC
Lead, monitor and coordinate compliance monitoring and oversight activities as it relates to Business Gifts and Entertainment, Anti-Corruption and other ethics-related duties.
industry
Financial Services
experience
5 - 7 years

Greenville, SC
This role will be responsible for ongoing oversight and monitoring of a risk-based third party compliance program to ensure compliance with federal, state, agency, legal and regulatory requirements.
industry
Financial Services
experience
5 - 7 years

Compliance Associate

Charlotte, NC
Manage relationships with business customers and leadership, consultants, vendors, and other internal partners.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
This role will be responsible for ongoing oversight and monitoring of a risk-based third party compliance program to ensure compliance with federal, state, agency, legal and regulatory requirements.
industry
Financial Services
experience
5 - 7 years

IT Compliance Analyst

$40K to $50K - Charlotte, NC
Ensure vendor/software renewals are current and reflected in contract management tool. Dress Code File Attached Experience with software licensing and use of a contract management tool highly desired.
industry
Consulting
experience
5 - 7 years

Augusta, GA
The selected candidate will be measuring and evaluating client and associate learning experience in a continuous improvement model.
industry
Business Services
experience
11 - 15 years

SC
Knowledge and familiarity with current mortgage and compliance laws and regulations; determining and documenting loan conditions and communicating requirements and/or decisions.
industry
Financial Services
experience
Less than 5 years