Job Market Guide: Compliance Manager jobs in Columbia, SC

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Managers in Columbia, SC. Compliance Managers in Columbia, SC have between ${} and ${} years of experience, averaging $${} years of experience.

15 Compliance Manager jobs in Columbia, SC

Sr. Compliance Manager

Spartanburg, SC
This position reports to the Compliance Director and, is responsible for ensuring that the companys operations are in full compliance with all applicable state and federal laws and regulations.
industry
Business Services
experience
5 - 7 years

Charlotte, NC
Collaboration with business line management on development of corrective action plans and root cause analyses for identified issues.
industry
Financial Services
experience
5 - 7 years

EAC Compliance Manager

Charlotte, NC
In this role, the selected candidate will identify compliance training needs and provide subject matter expertise to support development of training curriculum.
industry
Financial Services
experience
8 - 10 years

Fort Mill, SC
Manage audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan.
industry
Financial Services
experience
Not Specified

Compliance Manager

Charlotte, NC
In this role, the selected candidate will engage other compliance officers, Enterprise Areas of Coverage roles, and horizontal function roles to provide oversight of FLU and CF activities.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Designing and implementing process improvements across the Order to Cash cycle.
industry
Manufacturing / Diversified
experience
Less than 5 years

Charlotte, NC
Conduct periodic self-audits, summarize areas of opportunity, and recommend appropriate interventions to eliminate possible barriers in the hiring and selection processes.
industry
Business Services
experience
5 - 7 years

Charlotte, NC
As a Project Manager you will be responsible for overseeing multiple, complex projects and will have responsibility to lead projects.
industry
Financial Services
experience
Less than 5 years

Lexington, SC
The Compliance Manager manages assigned specialists (as applicable) by coordinating activities and providing coaching and counseling as needed. The Compliance Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all applicable federal rules and regulations.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Monitor and manages project plan results, identifying risk, working with appropriate partners to assist in resolving project risk and issues.
industry
Financial Services
experience
11 - 15 years

$100K - Charlotte, NC
The Test Development Manager ensures that testing comprehensively covers key requirements of applicable laws, rules, and regulations. Partners with Compliance Officers and/or Operational Risk to obtain requirements.
industry
Financial Services
experience
Not Specified

Charlotte, NC
The selected candidate will perform management oversight of ICA SOP execution, including periodic reporting and targeted assessments.Develop monitoring and testing of ICA compliance programs.
industry
Financial Services
experience
8 - 10 years

Charlotte, NC
The Wholesale Control Group is responsible for monitoring the flow of material nonpublic information and preventing insider trading through the use of information barriers, client/conflict management (deal teams), and institutional and employee trade surveillance.
industry
Financial Services
experience
11 - 15 years

Gastonia, NC
The Wholesale Control Group is responsible for monitoring the flow of material nonpublic information and preventing insider trading through the use of information barriers, client/conflict management (deal teams), and institutional and employee trade surveillance.
industry
Financial Services
experience
11 - 15 years