Responsible for conducting independent analyses to ensure compliance with regulatory requirements and assessing risk to the organization, while monitoring for patterns and trends to identify potential compliance or regulatory issues.
In this role, the selected candidate will execute internal audits within established business process controls; develop formal written reports to communicate audit results to management and regulatory compliance agencies, if applicable and makes recommendations as appropriate.
In this role, you will perform independent testing, monitoring, reporting, and oversight activities as defined by the Compliance Program, including identification and recommendations related to implementation, maintenance, and ongoing enhancements.
In this role, the selected candidate will conduct interviews with auditees to understand processes and gather information to support audit scope and objectives; prepare and review detailed audit work papers to substantiate the fieldwork performed, testing results, and audit conclusions reached.
In this role, the selected candidate will ensure execution of all audit activities in the planning, testing, reporting and wrap up phases are in compliance with the Audit Division's methodology /standards and within the time frames to support department metrics.