The Financial Consultant is a key member of the investor center team. Your primary role will be to serve our clients by offering them a single point of contact for all of their investment, planning, and guidance needs. This includes working directly with clients on their retirement, non-retirement, brokerage and cash management accounts.
In this role, the selected candidate will participate as an effective technical advisor as demonstrated by the ability to mentor others; design and develop effective business solutions; and lead project teams so that all project tasks are completed as assigned.
In this position, you will be responsible for reviewing AML procedures, including, EDD, Periodic Reviews, management of high risk customers, CIP and CDD functions and the management of alerts related to fraud, OFAC, KYC and high risk.
In this role, the selected candidate will provide in-depth technical and functional solution to Business Unit and IT management and ensure development of efficient application systems utilizing established standards, procedures, and methodologies.