In this role, the selected candidate analyzes and reviews complex accounting transactions, data, financial statements and documents to assess compliance with department policies and procedures, Service Organization Controls, and audit requirements for respective line of business.
In this role, you will ensure adherence to internal policies and procedures, as well as informing registered representatives and management of new rules and regulations, and inform management of potential violations.
In this role, you will assists Supervisor in monitoring, analyzing, investigating and reporting on cases involving potential threat to the Bank and to ensure that the Bank is in compliance with regulatory requirements. Responsible for filing applicable reports and assistingSupervisor in systems calibration.
This position is responsible for the maintenance and enhancement of the regulatory functionality of the EHS SAP module via interpretation and application of regulatory interpretation and effective communication and training.
In this role, you will be responsible for the administration of import and export Trade Compliance in accordance with Company policies and procedures and all applicable governmental laws and regulations.
The selected candidate will performs compliance audits as required to identify educational opportunities and areas of potential risk. Audits may include but are not limited to coding, medical documentation, Privacy and general CRP compliance.