In this role, the selected candidate works with business teams and execute the Compliance and Risk management framework; extend the process to help business partners identify risks and manage mitigation.
This team is tasked with building and maintaining tools to review trading activity and analyze data to identify patterns, trends, and anomalies. This individual will focus on setting up and managing compliance infrastructure, generating compliance and surveillance reports and responding to data requests.
In this role, the selected candidate will monitor service delivery performance, production processes and quality, providing reports to the manager for the purpose of optimizing operational effectiveness.
In this role, the selected candidate will be responsible for working closely with business and control owners to conduct the necessary validation protocols such as (IQ, OQ, and PQ) for IT supported validated computerized systems.
This position supports the smooth delivery of the product plan by working to enable undisrupted shipment, sale and registration of product, including interfacing and supporting the conformity of production activities.
The Consultant, Learning Compliance Portfolio is responsible for working with business leaders, risk and compliance managers, subject - matter experts, instructional designers, and technology teams to measure the effectiveness of compliance training programs.
In this role, the selected candidate will prepare clear, detailed and accurate compliance documentation, including narratives, control descriptions, risk control matrices, test programs, and performance metrics.
This position requires someone with strong legal and interpersonal skills, as it will involve direct interaction and communication with senior-level executives, as well as business-level employees around the world. The candidate must demonstrate sound judgment and unwavering ethics, given the complexities and challenges of global compliance requirements.
In this role, the successful candidate will maximize sales and services revenue from each client engagement through a deep understanding of the broader needs our solutions address in the financial services sector.