Job Market Guide: Compliance Officer jobs in Charlotte

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Charlotte. Compliance Officers in Charlotte have between ${} and ${} years of experience, averaging $${} years of experience.

17 Compliance Officer jobs in Charlotte

Charlotte, NC
Maintains authoritative knowledge and full understanding of laws and regulations, regulatory guidance, policy and procedure concerning all compliance functions reviewed.
industry
Financial Services
experience
5 - 7 years

Fort Mill, SC
Ensure assigned testing responsibilities are performed timely within quality expectations including appropriate supporting workpaper documentation and reports.
industry
Financial Services
experience
5 - 7 years

Greenville, SC
This role will be responsible for ongoing oversight and monitoring of a risk-based third party compliance program to ensure compliance with federal, state, agency, legal and regulatory requirements.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
This role will be responsible for ongoing oversight and monitoring of a risk-based third party compliance program to ensure compliance with federal, state, agency, legal and regulatory requirements.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Lead, monitor and coordinate compliance monitoring and oversight activities as it relates to Business Gifts and Entertainment, Anti-Corruption and other ethics-related duties.
industry
Financial Services
experience
5 - 7 years

Gastonia, NC
This role will be responsible for ongoing oversight and monitoring of a risk-based third party compliance program to ensure compliance with federal, state, agency, legal and regulatory requirements.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Collaboration with WFVC Risk Management and CBRS Data Analytics team to execute testing and monitoring activities including developing, implementing, reporting and addressing issues identified with appropriate parties.
industry
Financial Services
experience
Not Specified

$100K - Charlotte, NC
Perform various data analytics functions, which includes gathering data, calculating and reporting key performance metrics relevant to various Company compliance requirements and processes, including those relating to the Company's AML, Privacy, and Anti-Fraud programs.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
The Compliance Quantitative Operations Associate develops and validates quantitative models and applications in support of the companys strategic efforts to mitigate compliance risk.
industry
Financial Services
experience
5 - 7 years

IT Compliance Analyst

$40K to $50K - Charlotte, NC
Ensure vendor/software renewals are current and reflected in contract management tool. Dress Code File Attached Experience with software licensing and use of a contract management tool highly desired.
industry
Consulting
experience
5 - 7 years

Charlotte, NC
Develop training on internal legal compliance policies and external regulatory rules train employees and train-the-trainer(s).
industry
IT Consulting/Services
experience
Less than 5 years

Fort Mill, SC
Design and implement data analytics in support of a robust Compliance Testing program; coordinate with business teams, compliance officers, and technology support staff from project inception to the delivery of an analytic.
industry
Financial Services
experience
5 - 7 years

Greenville, SC
Represent IT Controls and Compliance in communicating and giving guidance in enterprise methodology, policies and procedures.
industry
Construction
experience
Not Specified

Compliance Associate

Charlotte, NC
Manage relationships with business customers and leadership, consultants, vendors, and other internal partners.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Ability to advise on technical requirements of laws and regulations and perform fair and responsible banking analyses, and validate results.
industry
Financial Services
experience
5 - 7 years