Job Market Guide: Compliance Officer jobs in Charlotte

Competition
High
0.941286
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in Charlotte. Compliance Officers in Charlotte have between ${} and ${} years of experience, averaging $${} years of experience.

33 Compliance Officer jobs in Charlotte

Winston Salem, NC
Responsible for compliance and staff education of all nhdldcc and nhpcc studies including quality assurance programs. This position is responsible for the preparation of all audits. Also included is the assuring of compliance with all fda regulations, ich guidelines and irb policies.
industry
Construction
experience
5 - 7 years

Compliance Attorney

$110K - Charlotte, NC
In this role, the selected candidate will be responsible for managing a team of attorneys and paralegals providing legal and compliance support to a retail distribution sales force of nearly 5,000 registered representatives.
industry
Financial Services
experience
15+ years

Fort Mill, SC
In this role, you will lead and support Compliance Testing processes and activities, including reviews of controls related to data integrity, in accordance with the Global Compliance Testing Standards.
industry
Financial Services
experience
8 - 10 years

Charlotte, NC
Participate in preparation for statistical analysis with internal and external clients and evaluate statistical results to focus file review analysis.
industry
Financial Services
experience
5 - 7 years

Fort Mill, SC
Tracking and documenting the delivery of training to aml ct staff and identifying tools to support aml compliance testing resources and programs.
industry
Financial Services
experience
5 - 7 years

Fort Mill, SC
In this role, you will be responsible for the execution of reviews covering different Citi businesses for compliance with firm policies, and applicable rules and regulations. During these compliance reviews, CT identifies the key risks and control points related to the processes under review.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
In this role, you will act as International Trade Compliance Auditor.
industry
Aerospace / Defense
experience
Not Specified

EAC Compliance Analyst

Charlotte, NC
The Enterprise Area of Coverage (EAC) Compliance Analyst, under close supervision, assists a team responsible for providing enterprise wide coverage of specific laws, rules, regulations, and regulatory guidance, such as those related to SCRA (Service Member Civil Relief Act), Privacy and Registration and Licensing.
industry
Financial Services
experience
Less than 5 years

Charlotte, NC
QC Analysts review cases for adherence to due diligence standards; identifies gaps in processes and makes recommendations to QC Manager.
industry
Financial Services
experience
Less than 5 years

Charlotte, NC
Prepare for, track, and function as the primary liaison, when appropriate, for Internal Audit and regulatory issues related to Global Sanctions and AB&C matters.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Lead the development and implementation of new reporting functionality and data requests. Create professional and timely program/reporting documentation.
industry
Financial Services
experience
Less than 5 years

Fort Mill, SC
In this role, you will be responsible for supporting the aml compliance testing program to ensure compliance with the banks policies, procedures, processes, and controls and to ascertain compliance.
industry
Financial Services
experience
5 - 7 years

Compliance Officer

Charlotte, NC
In this role, you will be identifying emerging regulatory development, perform high level analysis on organizational impact and support the communication to appropriate audience, committees, and senior management.
industry
Financial Services
experience
Less than 5 years

Charlotte, NC
In this role, you will collaborate with Recruitment, Human Resources and Diversity & Inclusion to assist in identifying national and local targeted Outreach Efforts specific to women, minorities, individuals with disabilities and protected veterans.
industry
Telecommunications
experience
5 - 7 years

Columbia, SC
The Clinical Compliance Partner will work as closely with field facilities, agencies and resources as possible to develop solid relationships that allow us to enhance and foster compliance throughout the organization. We not only provide training, oversight and auditing functions, but we also serve as partners to our providers to assist them in building successful businesses in an ethical and compliant manner.
industry
Consulting
experience
5 - 7 years

Charlotte, NC
In this role, the selected candidate will analyze and resolve alerts generated through the company's various economic sanctions / OFAC filtering applications.
industry
Financial Services
experience
5 - 7 years

Fort Mill, SC
Prepare for, track, and function as the primary liaison, when appropriate, for Internal Audit and regulatory issues related to Global Sanctions and AB&C matters.
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
In this role, you will lead and support Compliance Testing processes and activities, including reviews of controls related to data integrity, in accordance with the Global Compliance Testing Standards.
industry
Financial Services
experience
8 - 10 years

Charlotte, NC
The Consumer Compliance Department at Citizens Bank is responsible for providing superior regulatory support and guidance to the Consumer Banking lines of business and for evaluating, tracking, and reporting on the state of regulatory compliance.
industry
Financial Services
experience
Less than 5 years

Charlotte, NC
The Compliance Quantitative Operations Associate develops and validates quantitative models and applications in support of the companys strategic efforts to mitigate compliance risk.
industry
Financial Services
experience
5 - 7 years