Job Market Guide: Compliance Analyst jobs in Charlotte

Competition
High
0.747655
Based on job seekers per open jobs
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Analysts in Charlotte. Compliance Analysts in Charlotte have between ${} and ${} years of experience, averaging $${} years of experience.

5 Compliance Analyst jobs in Charlotte

Fort Mill, SC
In this role, the candidate will be responsible for analyzing data and performing compliance testing of advisory programs
industry
Financial Services
experience
5 - 7 years

Charlotte, NC
Lead the development and implementation of new reporting functionality and data requests. Create professional and timely program/reporting documentation.
industry
Financial Services
experience
Less than 5 years

EAC Compliance Analyst

Charlotte, NC
The Enterprise Area of Coverage (EAC) Compliance Analyst, under close supervision, assists a team responsible for providing enterprise wide coverage of specific laws, rules, regulations, and regulatory guidance, such as those related to SCRA (Service Member Civil Relief Act), Privacy and Registration and Licensing.
industry
Financial Services
experience
Less than 5 years

Charlotte, NC
QC Analysts review cases for adherence to due diligence standards; identifies gaps in processes and makes recommendations to QC Manager.
industry
Financial Services
experience
Less than 5 years

Fort Mill, SC
In this role, you will successfully execute on assignments within business units to ensure that the standards and requirements set forth by regulatory agencies and the firm are being maintained by financial advisors, including performing reviews in supervision, surveillance, and the financial intelligence unit.
industry
Financial Services
experience
5 - 7 years