In this position, you will support business requests, design and produce ongoing analytical reporting and/or alert generation and develop documentation for all projects and change efforts (white papers, program manuals, proposals, PowerPoint presentations, etc.).
In this role, you will successfully execute on assignments within business units to ensure that the standards and requirements set forth by regulatory agencies and the firm are being maintained by financial advisors, including performing reviews in supervision, surveillance, and the financial intelligence unit.
In this role, you will provide support and guidance on global trade compliance matters covered by the EAR, ITAR, OFAC, NRC, DOE, CUSTOMS and similar regulations in non-US jurisdictions such as the EU, UK, Canada, and others as the need arises.
This position will work across compliance in the support of ally pulse updates, sharepoint content for ecra, compliance key risk indicator reporting, compliance program governance framework including compliance policy oversight, commitment monitoring, regulatory correspondence, compliance key risk indicator reporting and compliance and board/board level committee coordination including topical matrix, meeting materials and communications and will serve as the afI and ally bank compliance risk management committee secretary.