Job Market Guide: Compliance Officer jobs in CT

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in CT. Compliance Officers in CT have between ${} and ${} years of experience, averaging $${} years of experience.

13 Compliance Officer jobs in CT

$100K - Hartford, CT
Perform ongoing risk assessment, evaluate and report weaknesses, trends and activities, and make recommendations for corrective action.
industry
Financial Services
experience
8 - 10 years

Tax Compliance Analyst

Windsor, CT
Research and provide guidance to the business areas on 1099/W2 tax reporting and related IRS rules for financial products (i.e. retirement plans, annuities and life insurance).
industry
Financial Services
experience
5 - 7 years

$49K - $56K - Bristol, CT
Demonstrate a high level of fluency of complex personal and business financial analysis to include credit, income, assets and compliance documentation.
industry
Business Services
experience
5 - 7 years

East Hartford, CT
Establish and implement commodity and technology control standard processes within ESA MCL to ensure compliance with Project Compass and assist with jurisdiction and classification requirements.
industry
Aerospace / Defense
experience
5 - 7 years

Enfield, CT
This position will work independently with a primary responsibility of providing compliance consultation to our product and marketing business partners, primarily in our Institutional and Worksite Insurance business units, but as business needs change this individual may be asked to provide compliance support on any of the products/services that the company offers.
industry
Business Services
experience
5 - 7 years

Greenwich, CT
The Trade Compliance Attorney will provide counsel and legal leadership to business management on export, import and trade compliance matters and help strategize the growth and enhancements required to best meet the needs of this growing global business.
industry
Business Services
experience
Less than 5 years

Bridgeport, CT
Assists in ad hoc projects as required, such as responding to regulatory requests and supporting regulatory change management initiatives.
industry
Business Services
experience
5 - 7 years

Farmington, CT
Respond to alleged violations of rules, regulations, policies, procedures and Standards of Conduct by investigating, evaluating and recommending appropriate resolution.
industry
Education
experience
Less than 5 years

Hartford, CT
Conduct field visits encompassing a review of sales practices, record keeping and adherence to compliance procedures.
industry
Financial Services
experience
5 - 7 years

Ridgefield, CT
Assist business in remediating findings from investigations, audits, monitoring and other compliance assessments, keep applicable Ethics and Compliance Department members apprised of relevant information from investigation review committees, CAPAs, and day to day business issues that impact compliance initiatives.
industry
Biotech/Pharma
experience
5 - 7 years

Hartford, CT
Provides oversight for corrective action plans (CAPs) and when applicable, responds to identified regulatory compliance deficiencies with the purpose of mitigating regulatory risk and driving continuous compliance improvement.
industry
Financial Services
experience
5 - 7 years

Hartford, CT
Develop more complex processes to ensure internal controls and regulatory compliance and provides ongoing assessment of effectiveness.
industry
Financial Services
experience
Less than 5 years

Tax Compliance Analyst

Windsor, CT
Assist business areas in the development of forms, procedures, customer communications and job aides.
industry
Financial Services
experience
5 - 7 years