Job Market Guide: Compliance Officer jobs in CT

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in CT. Compliance Officers in CT have between ${} and ${} years of experience, averaging $${} years of experience.

14 Compliance Officer jobs in CT

Hartford, CT
Develop more complex processes to ensure internal controls and regulatory compliance and provides ongoing assessment of effectiveness.
industry
Financial Services
experience
Less than 5 years

Tax Compliance Analyst

Windsor, CT
Research and provide guidance to the business areas on 1099/W2 tax reporting and related IRS rules for financial products (i.e. retirement plans, annuities and life insurance).
industry
Financial Services
experience
5 - 7 years

Compliance Analyst

Westport, CT
In this role, the selected candidate will communicate with our CCO to understand current and new policies and procedures affecting us and our operations; monitor our operations for compliance to our Policies & Procedures and Code of Ethics.
industry
Business Services
experience
Less than 5 years

$100K - Hartford, CT
Perform ongoing risk assessment, evaluate and report weaknesses, trends and activities, and make recommendations for corrective action.
industry
Financial Services
experience
8 - 10 years

$49K - $56K - Bristol, CT
Demonstrate a high level of fluency of complex personal and business financial analysis to include credit, income, assets and compliance documentation.
industry
Business Services
experience
5 - 7 years

Hartford, CT
Conduct field visits encompassing a review of sales practices, record keeping and adherence to compliance procedures.
industry
Financial Services
experience
5 - 7 years

Stamford, CT
Responsible for standardization and analysis of all Problem Resolution processes/procedures to ensure maximum efficiency, accuracy, and proper coordination with the different areas of Transportation, Logistics, warehousing and the customer.
industry
Energy & Environmental Services
experience
Less than 5 years

Stamford, CT
In this role, you will be responsible for reviewing transactions on a monthly basis involving electronic wires and check activity. Reviewing to see if negative news or other potential AML concerns with transactions activities exist.
industry
Staffing & Recruiting
experience
Not Specified

Windsor Locks, CT
In this role, you will act as International Trade Compliance Auditor.
industry
Aerospace / Defense
experience
Not Specified

Hartford, CT
This position will perform and deliver on routine assignments/projects while simultaneously leveraging and applying knowledge of his/her assigned area(s) of responsibility.
industry
Financial Services
experience
Less than 5 years

Enfield, CT
Provide compliance oversight with respect to various mutual fund subadvisers including both initial and ongoing due diligence. Develop thorough knowledge of subadvisers compliance framework and practices.
industry
Business Services
experience
5 - 7 years

Compliance Officer

Stamford, CT
The ideal candidate will be a team player with experience in a Compliance function for a private fund or financial institution. The individual will have proven his/her ability to perform Compliance responsibilities without significant oversight.
industry
Insurance
experience
5 - 7 years

Compliance Officer

Stratford, CT
Lead the annual process of documenting and testing JSOX controls, including authoring an annual letter assessing Ashcroft's internal control environment.
industry
Financial Services
experience
Not Specified