Job Market Guide: Compliance Officer jobs in CT

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in CT. Compliance Officers in CT have between ${} and ${} years of experience, averaging $${} years of experience.

15 Compliance Officer jobs in CT

Shelton, CT
In this role, you will support FTA qualification and COO determination teams to maintain Service Level Agreement response times.
industry
Information Services
experience
Not Specified

Compliance Analyst

Windsor, CT
In this role, you will monitor activity and deliver reports utilized to maintain compliance with firm policies and regulatory requirements and suggest enhancements.
industry
Financial Services
experience
Less than 5 years

Stamford, CT
In this role, you will lead compliance - related meetings, projects and initiatives with Business Unit colleagues and risk management and accountable for ensuring decisions are compliant with regulatory requirements.
industry
Financial Services
experience
5 - 7 years

North Haven, CT
The Quality Compliance Analyst II is responsible for restricting non-conforming and potentially non-conforming finished good inventory to ensure the affected product is not distributed.
industry
Medical Devices & Diagnostics
experience
Less than 5 years

Stamford, CT
In this role, you will research and evaluate data regarding corporate entity trees against independence compliance policies.
industry
Consulting
experience
Less than 5 years

Groton, CT
In this role, you will be responsible for ensuring the Pharmacokinetics, Dynamics and Metabolism (PDM) local and global standard operating procedure (SOP) processes and systems are maintained, managed and administered in accordance with defined departmental procedures and GLP/GCLP expectations.
industry
Biotech/Pharma
experience
5 - 7 years

$110K - $130K - Stamford, CT
This individual will also be able to develop and execute all aspects of an audit, including: planning, process flows, risk matrices, audit program, fieldwork, report writing and presentation to audit management and senior business management.
industry
Staffing & Recruiting
experience
5 - 7 years

Hartford, CT
In this position, you will analyze insurance laws and regulations, determine applicability to the company products and programs, draft language that meets regulatory requirements, and prepare and negotiate filing approvals.
industry
Healthcare IT
experience
Less than 5 years

$120K - $250K - Greenwich, CT
In this position, you will be responsible for performing trade surveillance, conducting training, and handling daily compliance inquiries from investment personnel; monitor client trading.
industry
Staffing & Recruiting
experience
5 - 7 years

Stamford, CT
In this role, you will review and participate in development of broad range of digital content for both Mass Market and institutional subscribers, including newsletter products and print, video and audio content.
industry
Market Research
experience
Not Specified

Compliance Consultant

Hartford, CT
In this role, you will respond to moderately complex requests for information within area of responsibility from Compliance, business and otherinternal constituents.
industry
Business Services
experience
Less than 5 years

Wilton, CT
In this role, you will work closely with other individuals in the Independence, Ethics and Compliance group who resolve issues that arise from information entered by partners and employees into company's investment tracking and trading system.
industry
Consulting
experience
Less than 5 years

Stamford, CT
In this role, you will work closely with other individuals in the Independence, Ethics and Compliance group who resolve issues that arise from information entered by partners and employees into company's investment tracking and trading system.
industry
Consulting
experience
Less than 5 years

Bloomfield, CT
In this role, you will evaluate control weaknesses and exceptions to help determine whether they rise to the level of deficiencies, significant deficiencies, or material weaknesses.
industry
Business Services
experience
Not Specified