Job Market Guide: Compliance Officer jobs in CA

Competition
Desired Skills
Years of Experience
Years of Experience distribution graph for Compliance Officers in CA. Compliance Officers in CA have between ${} and ${} years of experience, averaging $${} years of experience.

74 Compliance Officer jobs in CA

Novato, CA
Prepares findings in a professional reporting format with accurate data in a spreadsheet, including graphs.
industry
Health & Fitness
experience
5 - 7 years

Compliance Officer

Los Angeles, CA
The incumbent is responsible for playing a critical role in the issues remediation strategy for lending compliance identified issues and ensuring issues are closed in a manner which both adheres to the regulatory requirements and ensures business continuity.
industry
Business Services
experience
Less than 5 years

Pittsburg, CA
Responsible for leading the day-to-day management of the physical and cyber security of clients operations network, computing assets, applications, and information, drawing upon a high degree of technical competence in the areas of system administration, network engineering, and security operations, policy, and compliance.
industry
Energy / Alternative
experience
5 - 7 years

$100K - $110K - Fairfield, CA
The LCO consults and coordinates with Business Unit Compliance Officers, senior management, and internal audit department personnel regarding new and revised legislations and regulations, and revisions and new additions to policies, procedures and products.
industry
Financial Services
experience
Less than 5 years

San Diego, CA
Ensure the corrections of findings, risks and recommendations are promptly and thoroughly incorporated into the quality systems.
industry
Biotech/Pharma
experience
11 - 15 years

Valencia, CA
The Financial Analyst SOX Compliance is responsible for ensuring the Company effectively maintains and updates all critical processes and procedures surrounding internal controls.
industry
Aerospace / Defense
experience
5 - 7 years

Fairfield, CA
Experience interpreting laws and regulations, especially lending; experience marketing information and prepare regulatory experience as well.
industry
Business Services
experience
Less than 5 years

$50K - $60K - Irvine, CA
The Associate Analyst, Global Trade Compliance will will assess and ensure the compliance of our Client, its Vendors and entitles of our Client with all government import and export laws within assigned countries and regions.
industry
Life Sciences & Research
experience
Less than 5 years

San Francisco, CA
The Compliance & Privacy Manager would primarily be responsible for supporting the Compliance and Privacy Initiatives of the Client Customer Location in USA.
industry
Consulting
experience
Not Specified

Sunnyvale, CA
In this role, the selected candidate will work with local labs, consultants and directly with in-country certification bodies to achieve worldwide RF and safety certifications.
industry
Business Services
experience
8 - 10 years

Compliance Officer II

Los Angeles, CA
In this role, you will formulate and coordinate the preparation of all government, regulatory, and compliance documents for the Bank. Coordinate with Compliance Manager to execute the programs and training designed to increase employee awareness and knowledge of compliance policies and procedures.
industry
Financial Services
experience
8 - 10 years

Los Angeles, CA
The Candidate must be able to analyze regression output and advise on areas of risk or parameters that need to be adjusted in the Bank's Fair Lending and BSA programs.
industry
Arts & Entertainment
experience
Less than 5 years

$50K - $60K - Irvine, CA
In this role, the selected candidate will assess Client and vendor facilities performing trade compliance duties on behalf of Client to identify and resolve trade compliance issues.
industry
Health & Beauty
experience
Less than 5 years

Santa Clara, CA
The successful candidate will also be responsible for deemed export compliance, reviewing foreign national candidates and submitting IVL export license applications to the BIS, and maintaining records for record retention.
industry
Engineering Services
experience
Not Specified

San Francisco, CA
Serve as primary point of contact for all Privacy, Compliance, Risk Management and Information Security matters relating to those Services.
industry
Consulting
experience
Not Specified

San Jose, CA
This position requires access to technology, materials, software or hardware that is controlled by export laws of the US. Hired employees are required to provide proof of either US Citizenship or Permanent US Residency.
industry
Software
experience
Less than 5 years

San Diego, CA
Collaborate with departments to ensure compliance activities are executed efficiently and effectively, and in accordance with all governing documents and external guidelines.
industry
Biotech/Pharma
experience
5 - 7 years

Oakland, CA
In this role, you will serve as a resource to office operations with a focus on timely and accurate delivery of benefits and notices to injured workers which will reduce or mitigate penalty and legal claim exposures and other adverse actions.
industry
Insurance
experience
5 - 7 years

Fairfield, CA
Provide day-to-day transactional support related to management of export authorizations, to include license activation and termination, proviso reconsideration, tracking of authorization approvals, and authorization scope change.
industry
Aerospace / Defense
experience
Less than 5 years

San Diego, CA
Perform Management reviews in collaboration with the management representative and report performance of QMS to Executive Management.
industry
Biotech/Pharma
experience
11 - 15 years

Sacramento, CA
The Facility Compliance Professional supports the Hospital President and Leadership team in their efforts to operationalize and administer the Dignity Health Compliance Program. He/She performs policy management/enforcement, investigation/reviews, auditing/ monitoring, and reporting outcomes to senior hospital leadership and the Service Area Director.
industry
Patient Care
experience
5 - 7 years

Risk and Compliance

San Francisco, CA
In this role, the selected candidate will proactively manage a joint quality and compliance program that ensures and demonstrates clear and consistent adherence to Clients regulatory and audit obligations.
industry
Consulting
experience
Not Specified

$110K - $150K - San Francisco, CA
Providing subject matter expertise in Financial Crimes & Compliance regulations and banking industry best practices; supporting the license sales reps during sales cycles.
industry
Software
experience
8 - 10 years

Los Angeles, CA
Assist with the enhancement of the compliance due diligence program of the Altair Funds sub-advisers, underlying fund managers and service providers.
industry
Financial Services
experience
5 - 7 years