In this role, you will be responsible for
data gathering, writing queries and running reports for supervisor or others in the department. Check reports for correctness of data. Perform moderate to complex analysis of reports and interpret the data for others. Explain variances. Make recommendations.
In this role, you will analyze activity and trends to mitigate risk of loss to ADP; determines appropriate financial actions and/or workflow processes and works with third party vendors, regulatory agencies, internal business stakeholders and Clients to ensure minimal or no negative impact to ADP.
In this role, you will establish and monitor enhanced operating mechanisms to track and resolve identified issues on a timely basis & work closely with control owners to track exceptions and timely remediation.
In this role, you will perform ongoing monitoring of customer account activity to prevent and detect suspicious activities and gather the necessary information for filing Suspicious Activity Reports (SARs).
In this role, the selected candidate will work with procurement, regulatory and R&D to collect and manage trade related information to accurately classify shipments, obtain certificates of origin, and collect information pertaining to assists.
The Human Resources Policy and Compliance Team at client is responsible for HR Policies, Procedures and Compliance; as a HRCompliance Analyst, your focus will primarily be on Compliance, as well as providing support on other projects and assignments.
In this role, the selected candidate will receive, investigate and respond to customer complaints and other allegations of potentially inappropriate activities by the firms associated registered representatives and Investment Advisor Representatives, and coordinate responses to inquiries received from various regulatory agencies.
In this position you will ensure compliance with the ADP's Anti-Money Laundering Program to mitigate the risk of the card program being used as a conduit for money laundering, the financing of terrorist acts or the financing or commission of other crimes.