In this role, the selected candidate will be responsible for planning and executing various financial, compliance, and operational audits in accordance with accepted professional standards in order to determine compliance with institutional policies and procedures and adherence to applicable laws and regulations.
Responsible for working with Internal Audit leadership and representatives of E*TRADEs key business functions/departments to identify and act on opportunities to leverage technology to improve audit process efficiency and effectiveness.
The Internal Audit (IA) Services practice comprises a global network of professionals who provide a full range of services which include outsourcing and co-sourcing and Sarbanes-Oxley compliance services.
Lead the Internal Audits risk assessment process from overall methodology to the development of the annual audit plan by conducting research and analytics, interviewing senior management, and contributing to the audit plan reporting.
The Senior Manager of Internal Audit will be responsible for the overall execution of financial, business process and integrated audits. All audit projects are based on an agile risk assessment and focus on the latest risk trends in the industry as applicable to the organization.