In this role, the selected candidate will prepare monthly Focus Reports for Broker/Dealer in support of Net Capital requirements reporting for FINRA; provide support for FINRA requests and examinations; oversee invoicing, collections and cash reconciliation activity.
In this role, you will evaluate processes for possible improvement and create and implement a plan of how to achieve/roll out such improvements; lead the team in recording monthly journal entries in support of accounting transactions.
In this role, the successful candidate will provide customer service by responding to inquiries and requests from internal and external customers; advise senior management regarding business, internal programs, and activities as they relate to financial reporting matters.
In this role, you will work closely with the external public accounting firm for quarterly reviews and their annual audits. The selected candidate will also manage the implementation of new accounting pronouncements.
In this role, you will be responsible to interact with a diverse group of internal personnel including other financial professionals, divisional leadership, and functional staff to interpret financial data and operational performance.
In this position, you will co-manage the financial forecasting and reporting side of the accounting department. The person in this role will liaison between the business side in all of our core three verticals including due diligence, risk consulting, and modeling and analytics.